Holding(s) in Company

RNS Number : 5015L
Regency Mines PLC
30 April 2020
 

Regency Mines Plc

("Regency Mines" or the "Company")

 

Holding(s) in Company

 

 

30 April 2020

The Board of Regency Mines announces that the Company has received the following TR-1 notification, which is set out below without amendment.

Scott Kaintz 0207 747 9960   Director Regency Mines Plc

Roland Cornish/Rosalind Hill Abrahams  0207 628 3396  NOMAD Beaumont Cornish Limited

Jason Robertson 020 7374 2212                                              Broker First Equity Limited

 

 

TR-1: S tandard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer in Microsoft Word format if possible) i

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :

Regency Mines PLC

1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)

Non-UK issuer

 

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

 

An event changing the breakdown of voting rights

 

Other (please specify)iii:

 

3. Details of person subject to the notification obligation iv

Name

Base Asia Pacific Limited

City and country of registered office (if applicable)

Hong Kong

4. Full name of shareholder(s) (if different from 3.) v

Name

BNP Paribas Securities Services, London

City and country of registered office (if applicable)

 

5. Date on which the threshold was crossed or reached vi :

29 April 2020

6. Date on which issuer notified (DD/MM/YYYY):

29 April 2020

7. Total positions of person(s) subject to the notification obligation

 

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuer vii

Resulting situation on the date on which threshold was crossed or reached

7.91%

 

7.91%

167,910,596

Position of previous notification (if

applicable)

N/A

 

N/A

 

             

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Ordinary Shares (GB00BKM69866)

13,288,982

 

7.91%

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. A

13,288,982

7.91%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. B 1

 

 

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlement xii

Number of voting rights

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8.B.2

 

 

 

 

 

                   

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

 

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

X

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Base Asia Pacific Limited

7.91%

 

7.91%

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

10. In case of proxy voting, please identify:

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

 

11. Additional information xvi

The Ordinary Shares are held by BNP Paribas Securities Services, London for the beneficiary holder  Base Asia Pacific Limited.

         

 

Place of completion

Hong Kong

Date of completion

29 April 2020

 

 


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