For filings with the FSA include the annex |
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For fililngs with issuer exclude the annex |
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
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1. Identity of the issuer or the underlying issuer |
New City High Yield Fund Limited |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
X |
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Other (please specify): |
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3. Full name of person(s) subject to the |
Brewin Dolphin Limited |
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4. Full name of shareholder(s) |
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5. Date of the transaction and date on |
14th September 2010 |
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6. Date on which issuer notified: |
15th September 2010 |
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7. Threshold(s) that is/are crossed or |
15% |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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JE00B1LZS514 |
23,017,155 |
23,017,155 |
N/A |
N/A |
24,225,259 |
N/a |
14.3656% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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24,225,259 |
14.3656% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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Indirect-Brewin Nominees Limited- 1,987,857 1.1788% Indirect-Giltspur Nominees Limited- 11,578,453 6.8660% Indirect-BDS Nominees Limited- 7,429,735 4.4058% Indirect-Brewin Nominees Limited A/c CHARITY- 2,208,705 1.3098% Indirect-Brewin Nominees Limited A/c OFFBOND- 557,119 0.3304% Indirect-Brewin Nominees (Channel Islands) Limited- 463,390 0.2748%
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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Figures based on shares in issue of 168,633,330 The indirect voting rights under (9) relate to shares held in client portfolios, managed by those firms, under discretionary investment management agreements. |
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14. Contact name: |
Lee Jemmerson ACSI |
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15. Contact telephone number: |
0845 059 6334 |
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