Form 8.5 (EPT/NON-RI) CREST NICHOLSON HOLDINGS PLC

Barclays PLC

20 June 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			CREST NICHOLSON HOLDINGS PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			CREST NICHOLSON HOLDINGS PLC
(d)	Date position held/dealing undertaken:			19 Jun 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  BELLWAY PLC
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				5p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				1,401,569	0.55%	4,386,653	1.71%
(2) Cash-settled derivatives:				4,294,545	1.67%	1,156,007	0.45%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				5,696,114	2.22%	5,542,660	2.16%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
5p ordinary	Sale	351368	2.4399  GBP	2.3999  GBP
5p ordinary	Purchase	279647	2.4320  GBP	2.3997  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
5p ordinary	SWAP	Closing Long	2,873	2.4088  GBP
5p ordinary	SWAP	Closing Long	12,807	2.4000  GBP
5p ordinary	SWAP	Decreasing Long	10	2.4020  GBP
5p ordinary	SWAP	Decreasing Long	124	2.4030  GBP
5p ordinary	SWAP	Decreasing Long	195	2.4200  GBP
5p ordinary	SWAP	Decreasing Long	500	2.4080  GBP
5p ordinary	SWAP	Decreasing Long	1,063	2.4096  GBP
5p ordinary	SWAP	Decreasing Long	7,084	2.4086  GBP
5p ordinary	SWAP	Decreasing Long	7,310	2.4152  GBP
5p ordinary	SWAP	Decreasing Long	7,620	2.4224  GBP
5p ordinary	CFD	Decreasing Long	7,735	2.4138  GBP
5p ordinary	CFD	Decreasing Long	10,650	2.4106  GBP
5p ordinary	CFD	Decreasing Long	15,526	2.4001  GBP
5p ordinary	SWAP	Decreasing Short	1,039	2.4125  GBP
5p ordinary	SWAP	Decreasing Short	2,053	2.4049  GBP
5p ordinary	SWAP	Decreasing Short	3,323	2.4151  GBP
5p ordinary	SWAP	Decreasing Short	53,553	2.4042  GBP
5p ordinary	SWAP	Increasing Long	134	2.4299  GBP
5p ordinary	SWAP	Increasing Long	192	2.4219  GBP
5p ordinary	SWAP	Increasing Long	478	2.4399  GBP
5p ordinary	SWAP	Increasing Long	862	2.4110  GBP
5p ordinary	SWAP	Increasing Long	864	2.4279  GBP
5p ordinary	SWAP	Increasing Long	1,160	2.4231  GBP
5p ordinary	SWAP	Increasing Long	1,722	2.4170  GBP
5p ordinary	SWAP	Increasing Long	3,044	2.4085  GBP
5p ordinary	SWAP	Increasing Long	3,152	2.4206  GBP
5p ordinary	SWAP	Increasing Long	3,462	2.4112  GBP
5p ordinary	SWAP	Increasing Long	7,556	2.4218  GBP
5p ordinary	SWAP	Increasing Long	7,565	2.3999  GBP
5p ordinary	SWAP	Increasing Long	9,072	2.4195  GBP
5p ordinary	CFD	Increasing Long	10,422	2.4114  GBP
5p ordinary	SWAP	Increasing Long	14,230	2.4000  GBP
5p ordinary	SWAP	Increasing Long	14,809	2.4139  GBP
5p ordinary	SWAP	Increasing Short	500	2.4207  GBP
5p ordinary	SWAP	Opening Short	1,386	2.4134  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				20 Jun 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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