28 April 2021
Curtis Banks Group plc
("Curtis Banks", the "Company")
PDMR share awards and Issue of options
Curtis Banks, one of the UK's leading SIPP providers, hereby provides notification that it has granted certain employees, including PDMRs, share awards and options, as part of its 2020 annual remuneration review. Every year, as part of this annual remuneration review, certain employees are awarded a bonus that is part-cash and part-shares/options.
The notifications below, made in accordance with the requirements of the EU Market Abuse Regulation, provide further detail.
1
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Details of the person discharging managerial responsibilities / person closely associated
|
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a)
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Name
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Will Self |
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2
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Reason for the notification
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a)
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Position/status
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Chief Executive Officer |
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b)
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Initial notification /Amendment
|
Initial |
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
a)
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Name
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Curtis Banks Group Plc |
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b)
|
LEI
|
213800LYP7YTVDXRMP40 |
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4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
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a)
|
Description of the financial instrument, type of instrument |
Curtis Banks Group Plc Ordinary Shares 0.5p |
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Identification code |
GB00BW0D4R71 |
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b)
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Nature of the transaction
|
Granted options over 67,037 ordinary shares in the Company |
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c)
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Price(s) and volume(s) |
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Exercise price |
Volume |
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|
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283p |
67,037 |
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d)
|
Aggregated information |
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- Aggregated volume |
67,037 |
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- Price |
n/a |
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e)
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Date of the transaction
|
27 April 2021
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1
|
Details of the person discharging managerial responsibilities / person closely associated
|
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a)
|
Name
|
Jane Ridgley |
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2
|
Reason for the notification
|
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a)
|
Position/status
|
Chief Operating Officer |
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b)
|
Initial notification /Amendment
|
Initial |
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3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Curtis Banks Group Plc |
|||
b)
|
LEI
|
213800LYP7YTVDXRMP40 |
|||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||
a)
|
Description of the financial instrument, type of instrument |
Curtis Banks Group Plc Ordinary Shares 0.5p |
|||
|
|
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Identification code |
GB00BW0D4R71 |
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b)
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Nature of the transaction
|
Granted options over 47,388 ordinary shares in the Company |
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c)
|
Price(s) and volume(s) |
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|
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Exercise price |
Volume |
|
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|
|
283p |
47,388 |
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|
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d)
|
Aggregated information |
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- Aggregated volume |
47,388 |
||||
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- Price |
n/a |
||||
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e)
|
Date of the transaction
|
27 April 2021
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
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a)
|
Name
|
Dan Cowland |
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Chief Financial Officer |
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b)
|
Initial notification /Amendment
|
Initial |
|||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Curtis Banks Group Plc |
|||
b)
|
LEI
|
213800LYP7YTVDXRMP40 |
|||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||
a)
|
Description of the financial instrument, type of instrument |
Curtis Banks Group Plc Ordinary Shares 0.5p |
|||
|
|
||||
Identification code |
GB00BW0D4R71 |
||||
|
|
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b)
|
Nature of the transaction
|
Granted options over 53,167 ordinary shares in the Company
|
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c)
|
Price(s) and volume(s) |
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|
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Exercise price |
Volume |
|
|
|
|
283p |
53,167 |
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d)
|
Aggregated information |
|
|||
- Aggregated volume |
53,167 |
||||
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|
||||
- Price |
n/a |
||||
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|
||||
e)
|
Date of the transaction
|
27 April 2021
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||
a)
|
Name
|
Nigel Rodgers |
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2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Chief Information Officer |
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b)
|
Initial notification /Amendment
|
Initial |
|||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Curtis Banks Group Plc |
|||
b)
|
LEI
|
213800LYP7YTVDXRMP40 |
|||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||
a)
|
Description of the financial instrument, type of instrument |
Curtis Banks Group Plc Ordinary Shares 0.5p |
|||
|
|
||||
Identification code |
GB00BW0D4R71 |
||||
|
|
||||
b)
|
Nature of the transaction
|
Granted options over 16,759 ordinary shares in the Company
|
|||
c)
|
Price(s) and volume(s) |
|
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Exercise price |
Volume |
|
|
|
|
283p |
16,759 |
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d)
|
Aggregated information |
|
|||
- Aggregated volume |
16,759 |
||||
|
|
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- Price |
n/a |
||||
|
|
||||
e)
|
Date of the transaction
|
27 April 2021
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||
a)
|
Name
|
Chris Read |
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Chief Executive Officer of Dunstan Thomas |
|||
b)
|
Initial notification /Amendment
|
Initial |
|||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Curtis Banks Group Plc |
|||
b)
|
LEI
|
213800LYP7YTVDXRMP40 |
|||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||
a)
|
Description of the financial instrument, type of instrument |
Curtis Banks Group Plc Ordinary Shares 0.5p |
|||
|
|
||||
Identification code |
GB00BW0D4R71 |
||||
|
|
||||
b)
|
Nature of the transaction
|
Granted options over 53,639 ordinary shares in the Company
|
|||
c)
|
Price(s) and volume(s) |
|
|
|
|
|
|
Exercise price |
Volume |
|
|
|
|
283p |
53,639 |
|
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|
|
|
|
|
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d)
|
Aggregated information |
|
|||
- Aggregated volume |
53,639 |
||||
|
|
||||
- Price |
n/a |
||||
|
|
||||
e)
|
Date of the transaction
|
27 April 2021
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||
a)
|
Name
|
Gemma Millard
|
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2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Head of Group Legal
|
|||
b)
|
Initial notification /Amendment
|
Initial |
|||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Curtis Banks Group Plc |
|||
b)
|
LEI
|
213800LYP7YTVDXRMP40 |
|||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||
a)
|
Description of the financial instrument, type of instrument |
Curtis Banks Group Plc Ordinary Shares 0.5p |
|||
|
|
||||
Identification code |
GB00BW0D4R71 |
||||
|
|
||||
b)
|
Nature of the transaction
|
Granted options over 13,685 ordinary shares in the Company
|
|||
c)
|
Price(s) and volume(s) |
|
|
|
|
|
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Exercise price |
Volume |
|
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|
|
283p |
13,685 |
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|
|
|
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|
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d)
|
Aggregated information |
|
|||
- Aggregated volume |
13,685 |
||||
|
|
||||
- Price |
n/a |
||||
|
|
||||
e)
|
Date of the transaction
|
27 April 2021
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||
a)
|
Name
|
James Keely
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Chief Risk Officer (subject to regulatory approval) |
|||
b)
|
Initial notification /Amendment
|
Initial |
|||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Curtis Banks Group Plc |
|||
b)
|
LEI
|
213800LYP7YTVDXRMP40 |
|||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||
a)
|
Description of the financial instrument, type of instrument |
Curtis Banks Group Plc Ordinary Shares 0.5p |
|||
|
|
||||
Identification code |
GB00BW0D4R71 |
||||
|
|
||||
b)
|
Nature of the transaction
|
Granted options over 9,953 ordinary shares in the Company
|
|||
c)
|
Price(s) and volume(s) |
|
|
|
|
|
|
Exercise price |
Volume |
|
|
|
|
283p |
9,953 |
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|
|
|
|
|
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d)
|
Aggregated information |
|
|||
- Aggregated volume |
9,953 |
||||
|
|
||||
- Price |
n/a |
||||
|
|
||||
e)
|
Date of the transaction
|
27 April 2021 |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||
a)
|
Name
|
Paul Keepin
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Investment Director
|
|||
b)
|
Initial notification /Amendment
|
Initial |
|||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Curtis Banks Group Plc |
|||
b)
|
LEI
|
213800LYP7YTVDXRMP40 |
|||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||
a)
|
Description of the financial instrument, type of instrument |
Curtis Banks Group Plc Ordinary Shares 0.5p |
|||
|
|
||||
Identification code |
GB00BW0D4R71 |
||||
|
|
||||
b)
|
Nature of the transaction
|
Granted options over 3,887 ordinary shares in the Company
|
|||
c)
|
Price(s) and volume(s) |
|
|
|
|
|
|
Exercise price |
Volume |
|
|
|
|
283p |
3,887 |
|
|
|
|
|
|
|
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d)
|
Aggregated information |
|
|||
- Aggregated volume |
3,887 |
||||
|
|
||||
- Price |
n/a |
||||
|
|
||||
e)
|
Date of the transaction
|
27 April 2021
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||
a)
|
Name
|
Nikki Presley
|
|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Operations Director - Bristol
|
|||
b)
|
Initial notification /Amendment
|
Initial |
|||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
Curtis Banks Group Plc |
|||
b)
|
LEI
|
213800LYP7YTVDXRMP40 |
|||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||
a)
|
Description of the financial instrument, type of instrument |
Curtis Banks Group Plc Ordinary Shares 0.5p |
|||
|
|
||||
Identification code |
GB00BW0D4R71 |
||||
|
|
||||
b)
|
Nature of the transaction
|
Granted options over 4,722 ordinary shares in the Company
|
|||
c)
|
Price(s) and volume(s) |
|
|
|
|
|
|
Exercise price |
Volume |
|
|
|
|
283p |
4,722 |
|
|
|
|
|
|
|
|
d)
|
Aggregated information |
|
|||
- Aggregated volume |
4,722 |
||||
|
|
||||
- Price |
n/a |
||||
|
|
||||
e)
|
Date of the transaction
|
27 April 2021
|
LEI number: 213800LYP7YTVDXRMP40
For more information:
Curtis Banks Group plc |
|
Will Self - Chief Executive Officer |
+44 (0) 117 9107910 |
Dan Cowland - Chief Financial Officer |
|
|
|
|
|
Peel Hunt LLP (Nominated Adviser & Broker) |
+44 (0) 20 7418 8900 |
James Britton |
|
Rishi Shah |
|
|
|
|
|
N+1 Singer (Broker) |
+44 (0) 20 7496 3000 |
Mark Taylor |
|
Rachel Hayes |
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|
|
Instinctif Partners (Financial PR) |
+44 (0) 20 3767 4600 |
Ross Gillam |
curtisbanks@instinctif.com |
Lewis Hill |
|