Form 8.3 - DARKTRACE PLC

Barclays PLC
25 July 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

DARKTRACE PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

24 Jul 2024

(f)

In addition to the company in 1(c) above, is the discloser making

NO

 

 

 

disclosures in respect of any other party to the offer?

 

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

1p ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

30,749,842

4.39%

175,066

0.02%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

19,337

0.00%

30,634,313

4.37%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

30,769,179

4.39%

30,809,379

4.40%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

1p ordinary

Purchase

537,502

5.8524  GBP

1p ordinary

Purchase

464,814

5.8500  GBP

1p ordinary

Purchase

195,004

5.8529  GBP

1p ordinary

Purchase

98,528

5.8539  GBP

1p ordinary

Purchase

80,523

5.8503  GBP

1p ordinary

Purchase

49,953

5.8613  GBP

1p ordinary

Purchase

45,524

5.8538  GBP

1p ordinary

Purchase

44,285

5.8591  GBP

1p ordinary

Purchase

27,299

5.8640  GBP

1p ordinary

Purchase

15,309

5.8558  GBP

1p ordinary

Purchase

13,587

5.8607  GBP

1p ordinary

Purchase

12,588

5.8567  GBP

1p ordinary

Purchase

10,425

5.8572  GBP

1p ordinary

Purchase

5,353

5.8530  GBP

1p ordinary

Purchase

4,219

5.8526  GBP

1p ordinary

Purchase

3,340

5.8528  GBP

1p ordinary

Purchase

2,754

5.8519  GBP

1p ordinary

Purchase

1,645

5.8540  GBP

1p ordinary

Purchase

1,392

5.8494  GBP

1p ordinary

Purchase

1,290

5.8509  GBP

1p ordinary

Purchase

1,054

5.8580  GBP

1p ordinary

Purchase

999

5.8520  GBP

1p ordinary

Purchase

873

5.8560  GBP

1p ordinary

Sale

1,444,514

5.8517  GBP

1p ordinary

Sale

57,643

5.8615  GBP

1p ordinary

Sale

48,342

5.8603  GBP

1p ordinary

Sale

20,215

5.8534  GBP

1p ordinary

Sale

5,549

5.8560  GBP

1p ordinary

Sale

4,736

5.8556  GBP

1p ordinary

Sale

3,174

5.8525  GBP

1p ordinary

Sale

2,837

5.8640  GBP

1p ordinary

Sale

1,570

5.8500  GBP

1p ordinary

Sale

340

5.8540  GBP

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

1p ordinary

CFD

Decreasing Short

2,891

5.8509  GBP

1p ordinary

CFD

Increasing Short

991

5.8593  GBP

1p ordinary

SWAP

Decreasing Long

3,666

5.8606  GBP

1p ordinary

SWAP

Opening Long

2,074

5.8537  GBP

1p ordinary

SWAP

Increasing Long

15,080

5.8637  GBP

1p ordinary

SWAP

Closing Long

16,980

5.8640  GBP

1p ordinary

SWAP

Increasing Short

3,340

5.8528  GBP

1p ordinary

SWAP

Increasing Short

3,854

5.8607  GBP

1p ordinary

SWAP

Decreasing Short

67

5.8559  GBP

1p ordinary

SWAP

Decreasing Short

3,174

5.8525  GBP

1p ordinary

SWAP

Decreasing Short

20,215

5.8534  GBP

1p ordinary

SWAP

Decreasing Short

8,529

5.8635  GBP

1p ordinary

SWAP

Decreasing Short

11,914

5.8640  GBP

1p ordinary

SWAP

Increasing Short

68

5.8400  GBP

1p ordinary

SWAP

Increasing Short

15,309

5.8558  GBP

1p ordinary

SWAP

Increasing Short

1,054

5.8580  GBP

1p ordinary

SWAP

Increasing Short

17,656

5.8640  GBP

1p ordinary

SWAP

Decreasing Short

4,112

5.8517  GBP

1p ordinary

SWAP

Increasing Short

4,881

5.8613  GBP

1p ordinary

SWAP

Decreasing Short

134

5.8509  GBP

1p ordinary

SWAP

Decreasing Short

5,487

5.8640  GBP

1p ordinary

SWAP

Increasing Short

550

5.8500  GBP

1p ordinary

SWAP

Increasing Short

10,425

5.8572  GBP

1p ordinary

SWAP

Increasing Short

25,912

5.8611  GBP

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i)  the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

25 Jul 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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END
 
 
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