Form 8.3 - Darktrace plc

Societe Generale SA

26 July 2024

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Full name of discloser:	SOCIETE GENERALE SA
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):      The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Darktrace plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken:      For an opening position disclosure, state the latest practicable date prior to the disclosure	25/07/2024
(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	N/A

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	1p ordinary
	Interests		Short positions
	Number	%	Number	%
(1)  Relevant securities owned and/or controlled:	24,571,939	3.51	40,547	0.01
(2)  Cash-settled derivatives:	1,836	0.00	3,949,174	0.56
(3)  Stock-settled derivatives (including options) and agreements to purchase/sell:	0	0.00	0	0.00
TOTAL:	24,573,775	3.51	3,989,721	0.57

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit GBP
1p ordinary	Purchase	5,604	5.87288
1p ordinary	Purchase	46,251	5.8721
1p ordinary	Purchase	121,461	5.8721
1p ordinary	Purchase	329,893	5.8721
1p ordinary	Purchase	4	5.878
1p ordinary	Purchase	26	5.878
1p ordinary	Purchase	3	5.878
1p ordinary	Purchase	61	5.88
1p ordinary	Purchase	140	5.876
1p ordinary	Purchase	357	5.88
1p ordinary	Purchase	440	5.876
1p ordinary	Purchase	462	5.86
1p ordinary	Purchase	409	5.88
1p ordinary	Purchase	861	5.87
1p ordinary	Purchase	6,902	5.872
1p ordinary	Purchase	2,297	5.872
1p ordinary	Sale	2	5.866
1p ordinary	Sale	605	5.872
1p ordinary	Sale	35	5.876
1p ordinary	Sale	6	5.866
1p ordinary	Sale	81	5.872
1p ordinary	Sale	9	5.874
1p ordinary	Sale	8	5.866
1p ordinary	Sale	1	5.868
1p ordinary	Sale	26	5.874
1p ordinary	Sale	34	5.868
1p ordinary	Sale	6	5.866
1p ordinary	Sale	122	5.858
1p ordinary	Sale	172	5.86
1p ordinary	Sale	172	5.866
1p ordinary	Sale	739	5.858
1p ordinary	Sale	861	5.858
1p ordinary	Sale	861	5.858
1p ordinary	Sale	861	5.872
1p ordinary	Sale	861	5.872
1p ordinary	Sale	268	5.872
1p ordinary	Sale	1,507	5.872
1p ordinary	Sale	366	5.874
1p ordinary	Sale	559	5.858
1p ordinary	Sale	1,111	5.876
1p ordinary	Sale	1,903	5.856
1p ordinary	Sale	578	5.878
1p ordinary	Sale	19	5.878
1p ordinary	Sale	248	5.874
1p ordinary	Sale	283	5.874

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit USD
1p ordinary	CFD	Increasing a short position	329,893	5.8721
1p ordinary	CFD	Increasing a short position	121,461	5.8721
1p ordinary	CFD	Increasing a short position	46,251	5.8721
Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit GBP
1p ordinary	CFD	Increasing a short position	5,604	5.87288187
1p ordinary	CFD	Reducing a long position	33	5.8797634
1p ordinary	CFD	Increasing a long position	813	5.8710429506

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii)        Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

(c)        Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	26/07/2024
Contact name:	Paul Jenkins
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END