Form 8.3 - Darktrace plc

Barclays PLC

04 September 2024

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				DARKTRACE PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				03 Sep 2024
(f)	In addition to the company in 1(c) above, is the discloser making				NO
	disclosures in respect of any other party to the offer?
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				1p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			21,820,320	3.12%	20,737,725	2.96%
(2)	Cash-settled derivatives:
	and/or controlled:			30,887	0.00%	21,629,928	3.09%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			0	0.00%	0	0.00%
	TOTAL:			21,851,207	3.12%	42,367,653	6.05%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
1p ordinary		Purchase		95,738		5.8524  GBP
1p ordinary		Purchase		24,029		5.8609  GBP
1p ordinary		Purchase		13,116		5.8461  GBP
1p ordinary		Purchase		11,254		5.8501  GBP
1p ordinary		Purchase		6,221		5.8680  GBP
1p ordinary		Purchase		3,986		5.8540  GBP
1p ordinary		Purchase		3,481		5.8597  GBP
1p ordinary		Purchase		3,361		5.8575  GBP
1p ordinary		Purchase		2,765		5.8520  GBP
1p ordinary		Purchase		2,437		5.8573  GBP
1p ordinary		Purchase		1,558		5.8534  GBP
1p ordinary		Purchase		1,291		5.8580  GBP
1p ordinary		Purchase		1,051		5.8503  GBP
1p ordinary		Purchase		466		5.8460  GBP
1p ordinary		Purchase		353		5.8471  GBP
1p ordinary		Purchase		3		5.8480  GBP
1p ordinary		Sale		87,107		5.8519  GBP
1p ordinary		Sale		29,461		5.8407  GBP
1p ordinary		Sale		28,978		5.8460  GBP
1p ordinary		Sale		20,434		5.8574  GBP
1p ordinary		Sale		17,194		5.8499  GBP
1p ordinary		Sale		16,380		5.8624  GBP
1p ordinary		Sale		13,875		5.8560  GBP
1p ordinary		Sale		8,465		5.8405  GBP
1p ordinary		Sale		4,826		5.8594  GBP
1p ordinary		Sale		2,584		5.8455  GBP
1p ordinary		Sale		1,558		5.8540  GBP
1p ordinary		Sale		1,243		5.8580  GBP
1p ordinary		Sale		1,234		5.8682  GBP
1p ordinary		Sale		1,173		5.8471  GBP
1p ordinary		Sale		543		5.8520  GBP
1p ordinary		Sale		159		5.8480  GBP
1p ordinary		Sale		111		5.8423  GBP
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
1p ordinary		SWAP		Decreasing Short		5,379	5.8584  GBP
1p ordinary		SWAP		Decreasing Short		120	5.8395  GBP
1p ordinary		SWAP		Decreasing Short		470	5.8400  GBP
1p ordinary		SWAP		Decreasing Short		8,465	5.8405  GBP
1p ordinary		SWAP		Decreasing Short		29,461	5.8408  GBP
1p ordinary		SWAP		Decreasing Short		2,584	5.8455  GBP
1p ordinary		SWAP		Decreasing Short		1,345	5.8468  GBP
1p ordinary		SWAP		Decreasing Short		1,131	5.8494  GBP
1p ordinary		SWAP		Decreasing Short		17,194	5.8499  GBP
1p ordinary		SWAP		Decreasing Short		7,873	5.8501  GBP
1p ordinary		SWAP		Decreasing Short		66	5.8555  GBP
1p ordinary		SWAP		Decreasing Short		11,952	5.8680  GBP
1p ordinary		SWAP		Increasing Short		108	5.8400  GBP
1p ordinary		SWAP		Increasing Short		36	5.8460  GBP
1p ordinary		SWAP		Increasing Short		11,254	5.8501  GBP
1p ordinary		SWAP		Increasing Short		1,051	5.8503  GBP
1p ordinary		SWAP		Increasing Short		2,765	5.8520  GBP
1p ordinary		SWAP		Increasing Short		186	5.8580  GBP
1p ordinary		SWAP		Increasing Short		17,610	5.8606  GBP
1p ordinary		SWAP		Increasing Short		5,818	5.8680  GBP
1p ordinary		CFD		Decreasing Short		3,000	5.8575  GBP
1p ordinary		CFD		Increasing Short		1,904	5.8421  GBP
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				04 Sep 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END