Standard Form TR-1
Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the Central Bank of Ireland)i |
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: DCC PLC |
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2. Reason for the notification (please tick the appropriate box or boxes): [X] An acquisition or disposal of voting rights [ ] An acquisition or disposal of financial instruments [ ] An event changing the breakdown of voting rights [ ] Other (please specify)iii:
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3. Details of person subject to the notification obligationiv : |
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Name: Allianz Global Investors GmbH |
City and country of registered office (if applicable): Frankfurt am Main, Germany |
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4. Full name of shareholder(s) (if different from 3.)v:
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5. Date on which the threshold was crossed or reachedvi: 6th December 2016 |
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6. Date on which issuer notified: 7th December 2016 |
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7. Threshold(s) that is/are crossed or reached: < 4%
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8. Total positions of person(s) subject to the notification obligation: |
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% of voting rights attached to shares (total of 9.A) |
% of voting rights through financial instruments |
Total of both in % (9.A + 9.B) |
Total number of voting rights of issuervii |
Resulting situation on the date on which threshold was crossed or reached |
3.99% |
0% |
3.99% |
88,767,268 |
Position of previous notification (if applicable) |
4.05% |
0% |
4.05% |
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9. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii: |
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A: Voting rights attached to shares |
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Class/type of ISIN code (if possible) |
Number of voting rightsix |
% of voting rights |
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Direct
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Indirect
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Direct
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Indirect
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IE0002424939 |
1,280,209 |
2,262,191 |
1.44% |
2.55% |
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SUBTOTAL A |
3,542,400 |
3.99% |
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B 1: Financial Instruments according to Regulation 17(1)(a) of the Regulations |
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Type of financial instrument |
Expiration |
Exercise/ |
Number of voting rights that may be acquired if the instrument is exercised/converted. |
% of voting rights |
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SUBTOTAL B.1 |
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B 2: Financial Instruments with similar economic effect according to Regulation 17(1)(b) of the Regulations |
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Type of financial instrument |
Expiration |
Exercise/ |
Physical or cash settlementxii |
Number of voting rights |
% of voting rights |
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SUBTOTAL B.2 |
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10. Information in relation to the person subject to the notification obligation (please tick the applicable box):
[X] Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.xiii
[] Full chain of controlled undertakings through which the voting rights and/or the
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Namexv |
% of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
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11. In case of proxy voting: [name of the proxy holder] will cease to hold [% and number] voting rights as of [date]
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12. Additional informationxvi: Regarding section 9 above:
The notified holdings have to be indicated as either "direct holdings" or "indirect holdings". Allianz Global Investors GmbH is a German investment management company. Its core business is the establishment and portfolio management of investment funds domiciled in Germany and Luxembourg, but also e.g. in Italy and France. Allianz Global Investors GmbH is entitled to execute the voting rights by proxy (since the foundation of the funds). Additionally, Allianz Global Investors GmbH is mandated in several cases to manage individual asset portfolios for clients on a contractual basis; under such contracts Allianz Global Investors GmbH is entitled to execute the voting rights of shares held in such asset portfolios.
For the purpose of section 9 of this TR-1 Form we have considered holdings in investment funds which do not have a legal personality, but are mere pools of assets, for which Allianz Global Investors GmbH acts in its own name, but for the account of the fund, as direct holdings. The units of such investment funds are jointly owned by their investors, but the funds are legally represented by Allianz Global Investors GmbH as the funds' investment manager.
Holdings in funds managed by Allianz Global Investors GmbH which are legal persons of their own (e.g. Luxembourgish SICAV) as well as holdings in above-mentioned portfolio mandates (including fund mandates, under which Allianz Global Investors GmbH is the portfolio manager of funds established by other investment companies) we considered as indirect holdings with respect to the fact that the proxy was granted on a contractual basis. |
Done at 199 Bishopsgate, London, EC2M 3TY on 7th December 2016