Holding(s) in Company

RNS Number : 3425Q

Dolphin Capital Investors Limited

17 February 2023

 

TR-1: Standard form for notification of major holdings

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are at- tachedii:			Dolphin Capital Investors Limited
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights						X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
iii Other (please specify) :
3. Details of person subject to the notification obligation IV
Name			Lars Ernest Bader
City and country of registered office (if applicable)
4. Full name of shareholder(s) (if different from3.)v
Name			Lars Ernest Bader
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached vi:			14/02/23
6. Date on which issuer notified (DD/MMNYYY):			15/02/23
7. Total positions of person(s) subject to the notification obligation
	% of voting rights at- tached to shares (total of 8. A)	% of voting rights through financial instru- ments (total of 8 . B 1 + 8.B 2)		Total of both in % (8 . A + 8 . B)	Total number of voting rights of is- suervii
Resulting situation on the date on which threshold was crossed or reached	6.10%	0		6.10%	6.10%
Position of previous notification (if applicable)	5.58%	0		5.58%	5.58%

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)	Number of voting rights ix		% of voting rights
	Direct	Indirect	Direct	Indirect

	(Art 9 of Directive 2004/109/EC) (DTRS . 1)	(Art 10 of Directive 2004/109/EC) (DTRS.2.1)	(Art 9 of Directive 2004/109/ EC) (DTRS . 1)	(Art 10 of Directive 2004/109/EC) (DTRS . 2 . 1)
	55205600	0	6.10%	0
SUBTOTAL 8. A	55205600		6 . 10%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTRS.3.1.1 (a))
Type of financial in- strument	Expiration date x	Exercise/ Conversion Period xi	Number of voting rights that may be acquired if the instrument is exercised/converted.	% of voting rights
		SUBTOTAL 8. B 1	0	0

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTRS.3.1.1 (b))
Type of financial instrument	Expiration datex	Exercise/ Conversion Period xi	Physical or cash Settlement xii	Number of voting rights	% of voting rights
			SUBTOTAL 8.B.2	0	0

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not xiii control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer				X
Ful l chain of controlled undertakings through which the voting rights and/or the xiv financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary)
	% of voting rights if it	% of voting rights through financial in- struments if it equals or is higher than the notifiable threshold	Total of both if it
	equals or is higher		equals or is higher
	than the notifiable		than the notifiable
	threshold		threshold

10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held

Place of completion	Sliema, Malta
Date of completion	15/02/23

 

END

 

 

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