Derwent London PLC
16 August 2007
LONDON MERCHANT SECURITIES LIMITED (FORMERLY LONDON MERCHANT SECURITIES PLC)
(the 'Company')
ANNUAL INFORMATION UPDATE FOR THE PERIOD
12 JULY 2006 TO 15 AUGUST 2007
This annual information update is filed pursuant to Prospectus Rule 5.2 made by
the Financial Services Authority and not for any other purpose and by filing
this annual information update neither the Company, nor any other person, takes
any responsibility for, or makes any representation, express or implied, as to
the accuracy or completeness of, the information contained or referred to below
herein. The information referred to below is not necessarily up to date as at
the date of this annual information update and the Company does not undertake
any obligation to update any such information in the future. Furthermore, such
information may have been prepared in accordance with the laws or regulations of
a particular jurisdiction and may not comply with or meet the relevant standards
of disclosure in any other jurisdiction. Neither this annual information
update, nor the information referred to below, constitutes, by virtue of this
communication, an offer of any securities addressed to any person and should not
be relied on by any person.
1. Announcements made via a Regulatory Information Service
The following regulatory announcements have been made by the Company via a
Regulatory Information Service during the period from 12 July 2006 to 15 August
2007. Copies of these announcements can be found on the Company's market news
pages on the London Stock Exchange website at www.londonstockexchange.com .
Time/Date Filed Headline
18:10 30 July 2007 Bondholders Presentation
12:02 31 Jan 2007 Rule 8.1 and Disclosure Rule 3.1.4 Announcement
12:01 31 Jan 2007 Reduction of Capital
14:33 29 Jan 2007 Scheme Sanctioned
13:49 29 Jan 2007 Total Voting Rights
13:46 29 Jan 2007 Rule 2.10 Announcement
09:35 23 Jan 2007 Holding(s) in Company
16:07 17 Jan 2007 Rule 8.1 and Disclosure Rule 3.1.4 Announcement
13:01 10 Jan 2007 Shareholder Approvals for the Merger
17:39 2 Jan 2007 Rule 8.1 and Disclosure Rule 3.1.4 Announcement
15:12 14 Dec 2006 Total Voting Rights
12:45 12 Dec 2006 Publication of Shareholder Documents for the Merger
16:42 7 Dec 2006 Filing of Document with UKLA Viewing Facility
10:46 10 Dec 2006 Rule 8.1 and Disclosure Rule 3.1.4 Share Option Exercise
12:07 28 Nov 2006 Directors & PDMR Dealing & Exercise of Share Options
08:56 28 Nov 2006 Rule 2.10 Announcement
18:36 24 Nov 2006 Rule 2.10 Announcement
07:00 22 Nov 2006 Interim Results
07:00 14 Nov 2006 Offer for the Company by Derwent Valley Holdings plc
09:39 13 Nov 2006 Rule 2.10 Announcement
10:45 26 Oct 2006 Notice of Results
09:15 2 Oct 2006 Response to Press Speculation
07:00 2 Oct 2006 Trading Statement
17:37 4 Sept 2006 Director/PDMR Shareholding
13:57 17 Aug 2006 Director/PDMR Shareholding
16:25 3 Aug 2006 Director/PDMR Shareholding
08:47 1 Aug 2006 Blocklisting - Six Monthly Review
12:00 27 July 2006 AGM Statement
09:54 18 July 2006 Director/PDMR Shareholding
14:04 17 July 2006 Director/PDMR Shareholding
2. Documents filed with the Registrar of Companies
The following documents listed below were filed with the Registrar of Companies
during the period from 12 July 2006 to 15 August 2007. Copies can be obtained
from Companies House:
Companies House
Crown Way
Cardiff
CF14 3UZ
Telephone 0870 333 636
Email: enquiries@companies-house.gov.uk
Or through Companies House Direct at www.direct.companieshouse.gov.uk.
Date Filed Form Document Description
6 August 2007 ELRES Elective resolution to dispense with appointing auditors, laying
accounts and holding AGM
24 July 2007 288b Resignation of a director
19 April 2007 288c Change in director's details
12 April 2007 287 Change of registered office
19 February 2007 288a Appointment of a director
13 February 2007 288a Appointment of a director
13 February 2007 288a Appointment of a director
13 February 2007 288a Appointment of a secretary
13 February 2007 288a Appointment of a director
13 February 2007 288a Appointment of a director
13 February 2007 288b Resignation of a secretary
13 February 2007 288b Resignation of a director
13 February 2007 288b Resignation of a director
13 February 2007 288b Resignation of a director
13 February 2007 288b Resignation of a director
13 February 2007 288b Resignation of a director
13 February 2007 288b Resignation of a director
13 February 2007 288b Resignation of director
18 February 2007 88(2)R Return of allotment of shares dated 1 February 2007
1 February 2007 122 Notice of cancellation of shares
1 February 2007 CERT10 Certificate of Registration from PLC to Private
1 February 2007 CERT15 Reduction of issued capital
1 February 2007 139 Application for re registration as a private company
1 February 2007 MAR Re registration of Memorandum and Articles
1 February 2007 OC Reduction of Capital
1 February 2007 OC Scheme of Arrangement
24 January 2007 MISC Form 122 shares cancelled
24 January 2007 169 Company Purchasing its own shares
19 January 2007 RES01 Special Resolution for the agreement to vary share capital, allot
securities and adopt new Memorandum & Articles of Association
15 December 2006 88(2)R Return of allotment of shares dated 27 November 2006
6 November 2006 88(2)R Return of allotment of shares dated 24 October 2006
31 October 2006 363a Annual Return made up to 20 September 2006
27 September 2006 RES13 Board resolution dated 11 September 2006 allotting new shares
2 October 2006 88(2)R Return of allotment of shares
2 October 2006 88(2)R Return of allotment of shares
2 October 2006 RES13 Board resolution dated 14 September 2006 to reissue shares
2 October 2006 88(2)R Return of allotment of shares
27 September 2006 88(2)R Return of allotment of shares
12 September 2006 88(2)R Return of allotment of shares
18 August 2006 99(2)R Return of allotment of shares
4 August 2006 AA Group Annual Report & Accounts for the year ended 31 March 2006
3 August 2006 88(2)R Return of allotment of shares
18 July 2006 88(2)R Return of allotment of shares
28 June 2006 88(2)R Return of allotment of shares
3. Documents published and sent to Shareholders and filed with the UK Listing
Authority document viewing facility:
The following documents have been filed by the Company with the Financial
Services Authority during the period from 12 July 2006 to 15 August 2007. These
documents may be viewed at the UK Listing Authority's Document Viewing Facility
at 25 The North Colonnade, Canary Wharf, London E14 5HS. Copies of these
documents are also available on request from the Company's registered office at
25 Savile Row, London W1S 2ER.
Date Published, Document Description
Posted & Filed
30 July 2007 Report and Accounts for the period ended 31 December 2006
10 January 2007 Resolutions passed at EGM
10 December 2006 Scheme of Arrangement document, including notice of Court Meeting and Notice of EGM.
Court Meeting and EGM Proxy Card
Form of Election for Partial Cash Alternative and/or Loan Note Option
22 November 2006 Interim Report and Accounts for the period ended 31 March 2007
14 November 2006 Announcement re company's merger with Derwent Valley Holdings plc
27 July 2006 Special Resolution passed at AGM
Copies of all the documents disclosed in this Annual Information Update are
available from the Company Secretary's office at the Company's registered office
at:
25 Savile Row
London
W1S 2ER.
For further information, please contact: TJ Kite
Company Secretary
Telephone: 020 7659 3000
This information is provided by RNS
The company news service from the London Stock Exchange
*A Private Investor is a recipient of the information who meets all of the conditions set out below, the recipient:
Obtains access to the information in a personal capacity;
Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
Is not currently registered or qualified as a professional securities trader or investment adviser with any national or state exchange, regulatory authority, professional association or recognised professional body;
Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so;
Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
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