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Diageo plc (the "Company") |
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1. |
Details of Restricted Person / person closely associated with them ("PCA") |
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a) |
Name |
1. I MENEZES 2. B FRANZ 3. A GAVAZZI 4. J KENNEDY 5. S SALLER
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b) |
Position / status |
1. DIRECTOR 2. MEMBER OF EXECUTIVE COMMITTEE 3. MEMBER OF EXECUTIVE COMMITTEE 4. MEMBER OF EXECUTIVE COMMITTEE 5. MEMBER OF EXECUTIVE COMMITTEE |
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c) |
Initial notification / amendment |
INITIAL NOTIFICATION |
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2. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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a) |
Description of the financial instrument |
AMERICAN DEPOSITARY SHARES ("ADS") |
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b) |
Nature of the transaction |
Release of ADS under the Company's 2008 Performance Share Plan ("PSP") on 5 September 2016. The awards were made on 5 September 2013 and vested at a level of 30.6%. Also released were the ADS that were accrued in respect of notional dividends under the PSP during the period. The balance of each award has lapsed. |
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c) |
Price(s) and volume(s) |
# ADS have been sold to meet the requirement to reimburse the Company for PAYE tax and National Insurance liabilities on awards released under the PSP.
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d) |
Aggregated information |
N/A |
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e) |
Date of the transaction |
6 SEPTEMBER 2016 |
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f) |
Place of the transaction |
NEW YORK STOCK EXCHANGE |
1. |
Details of Restricted Person / person closely associated with them ("PCA") |
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a) |
Name |
I MENEZES |
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b) |
Position / status |
DIRECTOR |
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c) |
Initial notification / amendment |
INITIAL NOTIFICATION |
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2. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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a) |
Description of the financial instrument |
AMERICAN DEPOSITARY SHARES ("ADS") |
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b) |
Nature of the transaction |
EXERCISED OPTIONS OVER ADS AND SUBSEQUENT SALE OF ADS. THE BALANCE AFTER THE SALE HAS BEEN RETAINED. THE OPTIONS WERE GRANTED ON 20 SEPTEMBER 2010 AT A PRICE OF $67.84.
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information |
N/A |
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e) |
Date of the transaction |
7 SEPTEMBER 2016 |
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f) |
Place of the transaction |
NEW YORK STOCK EXCHANGE |