Holding(s) in Company

RNS Number : 4433R

Diploma PLC

03 November 2011

 



TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

DIPLOMA PLC

2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights		NO
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached		NO
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments		NO
An event changing the breakdown of voting rights		NO
Other (please specify):	Take on of a new client	YES

3. Full name of person(s) subject to the notification obligation:	AMERIPRISE FINANCIAL INC AND ITS GROUP
4. Full name of shareholder(s) (if different from 3.):	SEE ADDITIONAL INFORMATION UNDER 13
5. Date of the transaction and date on which the threshold is crossed or reached:	01 NOVEMBER 2011
6. Date on which issuer notified:	02 NOVEMBER 2011
7. Threshold(s) that is/are crossed or reached:	ABOVE THE THRESHOLD OF 5%

8. Notified details:
A: Voting rights attached to shares
Class/type of shares if possible using the ISIN CODE	Situation previous to the triggering transaction		Resulting situation after the triggering transaction
	Number of Shares	Number of Voting Rights	Number of shares	Number of voting rights		% of  voting rights
			Direct	Direct	Indirect	Direct	Indirect
			0	0	7,236,642	0.000%	6.391%
GB0001826634

B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument	Expiration date	Exercise/ Conversion Period	Number of voting rights that may be acquired if the instrument is exercised/ converted.	% of voting rights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument	Exercise price	Expiration date	Exercise/ Conversion period	Number of voting rights instrument refers to	% of voting rights
					Nominal	Delta

Total (A+B+C)
Number of voting rights	Percentage of voting rights
7,236,642	6.391%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:

Ameriprise Financial, Inc., which through intermediate holding companies controls the voting rights of Columbia Management Investment Advisers, Columbia Wanger Asset Management, Threadneedle Management Luxembourg S.A. and Threadneedle Asset Management Holdings Ltd, which itself controls the voting rights of Threadneedle Asset Management Ltd, Threadneedle International Ltd and Threadneedle Pensions Ltd.

Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:

13. Additional information:	Registerd Owner           Ameriprise Financial Inc A/c 705,677 HSBC Global Custody Nominee (UK) Limited A/c 847452 457,938 HSBC Global Custody Nominee (UK) Limited A/c 683182 516,240 HSBC Global Custody Nominee (UK) Limited A/c 740190 367,963 HSBC Global Custody Nominee (UK) Limited A/c 739874 2,148,565 HSBC Global Custody Nominee (UK) Limited A/c 740311 212,209 Littledown Nominees Ltd A/c ZLA01 870,000 Littledown Nominees Ltd A/c 10479 3,050 Littledown Nominees Ltd A/c 10495 1,955,000
14. Contact name:	STACEY DRYBURGH THREADNEEDLE GROUP
15. Contact telephone number:	[phone]

 

END

 

 

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