Diploma PLC
16 February 2007
TR-1(i): NOTIFICATION OF MAJOR INTERESTS IN SHARES
(1). Identity of the issuer or the underlying issuer of existing shares to which
voting rights are attached (ii):
DIPLOMA PLC
2. Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights: ( )
An acquisition or disposal of financial instruments which may result
in the acquisition of shares already issued to which voting rights are
attached: ( )
An event changing the breakdown of voting rights: ( )
Other (please specify) : ( X )
.................
3. Full name of person(s) subject to the notification obligation (iii):
Barclays PLC
4. Full name of shareholder(s) (if different from 3.) (iv):
Barclays Capital Securities Ltd
Barclays Global Investors Ltd
Barclays Life Assurance Co Ltd
Barclays Stockbrokers Ltd
5. Date of the transaction and date on which the threshold is crossed or reached
if different) (v):
14-Feb-07
6. Date on which issuer notified:
15-Feb-07
7. Threshold(s) that is/are crossed or reached:
10% to 9%
8. Notified details:
.................
A: Voting rights attached to shares
Class/type of shares Situation previous to
if possible using the the Triggering
ISIN CODE transaction (vi)
Number of shares Number of voting Rights
(viii)
GB0001826634 2,325,050 2,325,050
Resulting situation after the triggering transaction (vii)
Class/type of shares Number of shares Number of voting rights % of voting rights
if possible using (ix)
the ISIN CODE
Direct Direct (x) Indirect (xi) Direct Indirect
GB0001826634 2,233,231 2,233,231 9.86
B: Financial Instruments
Resulting situation after the triggering transaction (xii)
Type of Expiration Date Exercise/Conversion Number of voting % of voting
financial (xiii) Period/ Date (xiv) rights that may be rights
instrument acquired if the
instrument is
exercised/
converted.
Total (A+B)
Number of voting rights % of voting rights
2,233,231 9.86
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable (xv):
Barclays Capital Securities Ltd
Barclays Global Investors Ltd
Barclays Life Assurance Co Ltd
Barclays Stockbrokers Ltd
Proxy Voting:
10. Name of the proxy holder:
.................
11. Number of voting rights proxy holder will cease to hold:
.................
12. Date on which proxy holder will cease to hold voting rights:
.................
13. Additional information:
.................
14. Contact name:
.................
15. Contact telephone number:
.................
Annex Notification Of Major Interests In Shares (XVI)
A: Identity of the person or legal entity subject to the notification obligation
Full name (including legal form for legal entities):
Barclays PLC
Contact address (registered office for legal entities):
1 Churchill Place
London, E14 5HP
Phone number:
020 7116 2913
Other useful information (at least legal representative for legal persons):
B: Identity of the notifier, if applicable (xvii)
Full name:
Geoff Smith
Contact address:
BARCLAYS PLC
1 Churchill Place
London, E14 5HP
Phone number:
020 7116 2913
Other useful information (e.g. functional relationship with the person or legal
entity subject to the notification obligation):
.................
C: Additional information :
Since the Transparency Directive came into effect on 20th January 2007, we have
moved from the previous Company Act notifications to a much more detailed
TR1 Form.
In order to provide you with timely and accurate notifications, we have refined
our reporting systems and have detected a need to provide with a revision on a
previous notification issued on 5th February 2007.
The enclosed notification shows the interest in shares and the percentage of
voting rights as at 14th February
This information is provided by RNS
The company news service from the London Stock Exchange
*A Private Investor is a recipient of the information who meets all of the conditions set out below, the recipient:
Obtains access to the information in a personal capacity;
Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
Is not currently registered or qualified as a professional securities trader or investment adviser with any national or state exchange, regulatory authority, professional association or recognised professional body;
Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so;
Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
Please note, this site uses cookies. Some of the cookies are essential for parts of the site to operate and have already been set. You may delete and block all cookies from this site, but if you do, parts of the site may not work. To find out more about the cookies used on Investegate and how you can manage them, see our Privacy and Cookie Policy
To continue using Investegate, please confirm that you are a private investor as well as agreeing to our Privacy and Cookie Policy & Terms.