Diploma PLC
22 May 2007
For filings with the FSA include the annex
For filings with issuer exclude the annex
TR-1: Notifications of Major Interests in Shares
1. Identity of the issuer or the underlying issuer of existing shares to which
voting rights are attached:
DIPLOMA PLC - (ISIN GB0001826634)
2. Reason for notification
(please place an X inside the appropriate bracket/s):
An acquisition or disposal of voting rights: (YES)
An acquisition or disposal of financial instruments which may result in the
acquisition of shares already issued to which voting rights are attached: (NO)
An event changing the breakdown of voting rights: (NO)
Other (please specify) : (NO)
3. Full name of person(s) subject to notification obligation:
UBS GLOBAL ASSET MANAGEMENT - TRADITIONAL ENTITIES
4. Full name of shareholder(s) (if different from 3) :
UBS GLOBAL ASSET MANAGEMENT LIFE LIMITED
5. Date of transaction (and date on which the threshold is crossed or reached
if different):
18TH MAY 2007
6. Date on which issuer notified:
21ST MAY 2007
7. Threshold(s) that is/are crossed or reached:
3.75%
8. Notified Details:
A: Voting rights attached to shares
Class/type of shares Situation previous to
if possible use the Triggering transaction
ISIN CODE
Number of shares Number of voting Rights
GB0001826634 927,467 927,467
Resulting situation after the triggering transaction
Class/type of shares Number of shares Number of voting rights % of voting rights
if possible use
ISIN CODE Direct Indirect Direct Indirect
849,867 849,867 - 3.75% -
B: Financial Instruments
Resulting situation after the triggering transaction
Type of Expiration date Exercise/conversion No. of voting % of voting
financial period/date rights that may rights
instrument be acquired (if
the instrument
exercised/
converted)
- - - - -
Total (A+B)
Number of voting rights % of voting rights
849,867 3.75%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
UBS GLOBAL ASSET MANAGEMENT LIFE LIMITED - 849,867 - 3.75%
Proxy Voting:
10. Name of proxy holder:
UBS GLOBAL ASSET MANAGEMENT ON BEHALF OF A NUMBER OF ASSET MANAGEMENT CLIENTS.
11. Number of voting rights proxy holder will cease to hold:
-
12. Date on which proxy holder will cease to hold voting rights:
-
13. Additional information:
14. Contact name:
ANGELA HUFF
ASSOCIATE DIRECTOR
UBS AG
15. Contact telephone number:
0207 568 4981
For notes on how to complete form TR-1 please see the FSA website.
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