Diploma PLC
20 March 2007
TR-1(i): NOTIFICATION OF MAJOR INTERESTS IN SHARES
(1). Identity of the issuer or the underlying issuer of existing shares to which
voting rights are attached (ii):
DIPLOMA PLC - GB0001826634
2. Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights: ( )
An acquisition or disposal of financial instruments which may result
in the acquisition of shares already issued to which voting rights are
attached: ( )
An event changing the breakdown of voting rights: (see section 13) ( X )
3. Full name of person(s) subject to the notification obligation (iii):
UBS GLOBAL ASSET MANAGEMENT - TRADITIONAL
4. Full name of shareholder(s) (if different from 3.) (iv):
USB Global Asset Management Life Limited
5. Date of the transaction and date on which the threshold is crossed or reached
if different) (v):
14th March 2007
6. Date on which issuer notified:
15th March 2007
7. Threshold(s) that is/are crossed or reached:
4.10%
8. Notified details:
A: Voting rights attached to shares
Class/type of shares Situation previous to
the Triggering
if possible using the transaction (vi)
ISIN CODE
Number of shares Number of voting Rights
(viii)
GB0001826634 992,865 992,865
Resulting situation after the triggering transaction (vii)
Class/type of shares Number of shares Number of voting rights % of voting rights
if possible using (ix)
the ISIN CODE
Direct Direct (x) Indirect (xi) Direct Indirect
GB0001826634 927,467 927,467 - 4.10%
B: Financial Instruments
Resulting situation after the triggering transaction (xii)
Type of Expiration Date Exercise/Conversion Number of voting % of voting
financial (xiii) Period/ Date (xiv) rights that may be rights
instrument acquired if the
instrument is
exercised/
converted.
- - - - -
Total (A+B)
Number of voting rights % of voting rights
927,467 4.10%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable (xv):
UBS Global Asset Management Life Limited 927,467 - 4.10%
Proxy Voting:
10. Name of the proxy holder:
UBS GAM on behalf of a number of Asset Management clients
11. Number of voting rights proxy holder will cease to hold:
-
12. Date on which proxy holder will cease to hold voting rights:
-
13. Additional information:
This disclosure has been made to fulfil the below FSA requirement:
The Transparency Directive states that where a major shareholder has not been
required (because of an acquisition or disposal of voting rights or due to a
change in the total of voting rights in issue) to make an announcement to the
issuer prior to the 20th March 2007, then we must do so by that date in any
event.
In addition to this Please note that UBS are no longer required to include
prime brokerage holdings in the disclosures under DTR5 under the Transparency
Directive.
14. Contact name:
Angela Huff
Associate Director
UBS AG
15. Contact telephone number:
0207 568 4981
This information is provided by RNS
The company news service from the London Stock Exchange
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