TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES (i)
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: (ii)
Dunedin Income Growth Investment Trust PLC
2. Reason for the notification (please state Yes/No):
An acquisition or disposal of voting rights: n/a
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached: n/a
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments: n/a
An event changing the breakdown of voting rights: n/a
Other: Take-on of New Funds
3. Full name of person(s) subject to the notification obligation: (iii)
Aviva plc & its subsidiaries
4. Full name of shareholder(s) (if different from 3): (iv)
Registered Holder:
Available on Request 207,529*
State Street Nominees Limited 4,786,962
*denotes direct interest
5. Date of the transaction and date on which the threshold is crossed or reached: (v)
19 November 2015
6. Date on which issuer notified:
23 November 2015
7. Threshold(s) that is/are crossed or reached: (vi, vii)
<3% to 3% at Direct Interest Level
8. Notified details:
A: Voting rights attached to shares (viii, ix)
Situation previous to the Triggering transaction |
||
|
|
|
Class/type of shares if possible using the ISIN CODE |
|
|
Ordinary Shares GB0003406096 |
No previous |
No previous |
Resulting situation after the triggering transaction (vii)
Class/type of shares if possible using the ISIN CODE |
Number of |
Number of |
% of |
||
|
Direct |
Direct |
Indirect (xi) |
Direct |
Indirect |
Ordinary 25p GB0003406096 |
4,994,491 |
4,994,491 |
Not disclosable |
3.31% |
Not disclosable |
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument |
Expiration |
Exercise/ |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
n/a |
n/a |
n/a |
n/a |
n/a |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments (xv, xvi)
Resulting situation after the triggering transaction |
||||||
Type of financial |
Exercise |
Expiration |
Exercise/ |
Number of voting rights instrument refers to |
% of |
|
n/a |
n/a |
n/a |
n/a |
n/a |
Nominal |
Delta |
- |
- |
Total (A+B+C)
Number of voting rights |
% of voting rights |
4,994,491 |
3.31% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
The voting rights are managed and controlled by Aviva Investors Global Services Limited and Friends Provident International Limited, with the following chain of controlled undertakings:-
Aviva Investors Global Services Limited:
• Aviva plc (Parent Company)
• Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc)
• Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited)
• Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited)
Friends Provident International Limited:
• Aviva plc (Parent Company)
• Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc)
• Aviva Life Holdings UK Limited (wholly owned subsidiary of Aviva Group Holdings Limited)
• Friends Life FPG Limited (wholly owned subsidiary of Aviva Life Holdings UK Limited)
• Friends Life FPL Limited (wholly owned subsidiary of Friends Life FPG Limited)
• Friends Life Limited (wholly owned subsidiary of Friends Life FPL Limited)
• Friends Life and Pensions Limited (wholly owned subsidiary of Friends Life Limited)
• Friends Provident International Limited (wholly owned subsidiary of Friends Life and Pensions Limited)
Proxy Voting:
10. Name of the proxy holder:
See section 4
11. Number of voting rights proxy holder will cease to hold:
n/a
12. Date on which proxy holder will cease to hold voting rights:
n/a
13. Additional information:
Figures are based on a total number of voting rights of 151,006,187
14. Contact name:
Gordon Hay Smith
15. Contact telephone number:
0131 528 4287