TR-1: Notifications of Major Interests in Shares |
1: Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
EMIS Group PLC |
2: Reason for notification (yes/no) |
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An acquisition or disposal of voting rights |
yes |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
no |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
no |
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An event changing the breakdown of voting rights |
no |
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Other (please specify): |
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no |
3. Full name of person(s) subject to the notification obligation: |
Peter Redmore Sowerby |
4. Full name of shareholder(s) (if different from 3.): |
n/a |
5. Date of the transaction (and date on which the threshold is crossed or reached): |
21 November 2012 |
6. Date on which issuer notified: |
3 December 2012 |
7. Threshold(s) that is/are crossed or reached: |
5% |
8: Notified Details |
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A: Voting rights attached to shares |
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Class/type of share If possible use ISIN code |
GB 00B61D1Y04 |
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Situation previous to the triggering transaction |
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Number of shares |
Number of voting rights |
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4,793,082 |
4,793,082 |
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Resulting situation after the triggering transaction |
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Number of shares |
Number of voting rights |
Percentage of |
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Direct |
Indirect |
Direct |
Indirect |
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3,355,082 |
3,355,082 |
0 |
5.73% |
0 |
B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date |
Exercise/ conversion period/date |
No. of voting rights that may be acquired |
Percentage of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction
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Type of financial |
Exercise |
Expiration |
Exercise/ |
Number of voting |
% of voting rights
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
3,355,082 |
5.73% |
9. Chain of controlled undertakings through which the voting rights and/or the |
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Proxy Voting:
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10. Name of the proxy holder:
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11. Number of voting rights proxy holder will cease to hold:
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12. Date on which proxy holder will cease to hold voting rights:
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13. Additional information:
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n/a |
14. Contact name:
|
Simon Skerratt |
15. Contact telephone number:
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020 3617 7250 |
Note: Annex should only be submitted to the FSA not the issuer |
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Annex: Notification of major interests in sharesxxii |
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A: Identity of the persons or legal entity subject to the notification obligation |
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Full name (including legal form of legal entities)
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Peter Redmore Sowerby |
Contact address (registered office for legal entities)
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Roxby Manor, Pickering Road, Thornton Dale, Pickering, North Yorkshire YO18 7LH
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Phone number & email
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01751 474098 sowerby.peter@googlemail.com |
Other useful information (at least legal representative for legal persons)
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Stevens & Bolton LLP FAO: Daryl Fox daryl.fox@stevens-bolton.com |
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B: Identity of the notifier, if applicable |
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Full name
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Aspinalls Family Office LLP |
Contact address
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10 Buckingham Street, London WC2N 6DF |
Phone number & email
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020 3617 7250 m.creed@aspinallsgroup.com |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
Independent Financial Adviser |
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C: Additional information |
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