Holding(s) in Company

EMIS Group PLC

21 August 2023

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00B61D1Y04

Issuer Name

EMIS GROUP PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above

City of registered office (if applicable)

Country of registered office (if applicable)

5. Date on which the threshold was crossed or reached

18-Aug-2023

6. Date on which Issuer notified

21-Aug-2023

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	2.601333	8.389798	10.991131	6958639
Position of previous notification (if applicable)	3.012012	7.876518	10.888530

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00B61D1Y04		1646940		2.601333
Sub Total 8.A	1646940		2.601333%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Right to Recall	N/A	N/A	2809253	4.437200
Sub Total 8.B1			2809253	4.437200%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swaps	31/01/2024	N/A	Cash	6	0.000009
Swaps	29/02/2024	N/A	Cash	484	0.000764
Swaps	29/04/2024	N/A	Cash	51941	0.082041
Swaps	30/04/2024	N/A	Cash	8579	0.013550
Swaps	03/05/2024	N/A	Cash	34639	0.054712
Swaps	07/05/2024	N/A	Cash	42717	0.067471
Swaps	13/05/2024	N/A	Cash	56129	0.088655
Swaps	14/05/2024	N/A	Cash	2898	0.004577
Swaps	19/07/2024	N/A	Cash	2289664	3.616512
Swaps	15/02/2028	N/A	Cash	15389	0.024307
Sub Total 8.B2				2502446	3.952598%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Bank of America Corporation	Bank of America, NA
Bank of America Corporation	Merrill Lynch International		6.268470	8.194375%
Bank of America Corporation	Bofa Securities Europe SA

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

12. Date of Completion

21-Aug-2023

13. Place Of Completion

United Kingdom

 

END