Standard Form TR-1
S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer) i |
||||
|
||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii : EQTEC plc |
||||
2. Reason for the notification (please tick the appropriate box or boxes): [X] An acquisition or disposal of voting rights [ ] An acquisition or disposal of financial instruments [ ] An event changing the breakdown of voting rights [ ] Other (please specify)iii: |
||||
3. Details of person subject to the notification obligation iv : |
||||
Name: Janus Henderson Group plc |
City and country of registered office (if applicable): St Helier, Jersey |
|||
4. Full name of shareholder(s) (if different from 3.)v:
|
||||
5. Date on which the threshold was crossed or reached vi : 05 February 2021
|
||||
6. Date on which issuer notified: 08 February 2021
|
||||
7. Threshold(s) that is/are crossed or reached: Below 3%
|
||||
8. Total positions of person(s) subject to the notification obligation: |
||||
|
% of voting rights attached to shares (total of 9.A) |
% of voting rights through financial instruments |
Total of both in % (9.A + 9.B) |
Total number of voting rights of issuervii |
Resulting situation on the date on which threshold was crossed or reached |
4.42% |
- |
4.42% |
7,093,912,190 |
Position of previous notification (if applicable) |
N/A |
N/A |
N/A |
|
9. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii : |
|
||||||||||||||||
A: Voting rights attached to shares |
|
||||||||||||||||
Class/type of ISIN code (if possible) |
Number of voting rights ix |
% of voting rights |
|
||||||||||||||
Direct
|
Indirect
|
Direct
|
Indirect
|
|
|||||||||||||
ORD EUR0.001 IE00BH3XCL94 |
- |
313,833,333 |
- |
4.42% |
|
||||||||||||
SUBTOTAL A |
313,833,333 |
4.42% |
|
||||||||||||||
|
|
||||||||||||||||
B 1: Financial Instruments according to Regulation 17(1)(a) of the Regulations |
|
||||||||||||||||
Type of financial instrument |
Expiration |
Exercise/ |
Number of voting rights that may be acquired if the instrument is exercised/converted. |
% of voting rights |
|
||||||||||||
|
|
|
|
|
|
||||||||||||
|
|
|
|
|
|
||||||||||||
|
|
|
|
|
|
||||||||||||
|
|
SUBTOTAL B.1 |
|
|
|
||||||||||||
|
|
||||||||||||||||
B 2: Financial Instruments with similar economic effect according to Regulation 17(1)(b) of the Regulations |
|
||||||||||||||||
Type of financial instrument |
Expiration |
Exercise/ |
Physical or cash settlement xii |
Number of voting rights |
% of voting rights |
|
|||||||||||
|
|
|
|
|
|
|
|||||||||||
|
|
|
|
|
|
|
|||||||||||
|
|
|
|
|
|
|
|||||||||||
|
|
|
SUBTOTAL B.2 |
|
|
|
|||||||||||
10. Information in relation to the person subject to the notification obligation (please tick the applicable box):
[ ] Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer. xiii
[X] Full chain of controlled undertakings through which the voting rights and/or the
|
|
||||||||||||||||
Name xv |
% of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
|
|||||||||||||
|
Janus Henderson Group plc |
4.42% |
|
4.42% |
|||||||||||||
|
Henderson Group Holdings Asset Management Limited |
|
|
|
|||||||||||||
|
HGI Asset Management Group Limited |
|
|
|
|||||||||||||
|
Henderson Global Group Limited |
|
|
|
|||||||||||||
|
Henderson Holdings Group Limited |
|
|
|
|||||||||||||
|
HGI Group Limited |
|
|
|
|||||||||||||
|
Henderson Global Investors (Holdings) Limited |
|
|
|
|||||||||||||
|
Henderson Global Investors Limited |
2.95% |
|
2.95% |
|||||||||||||
|
|
||||||||||||||||
11. In case of proxy voting: [name of the proxy holder] will cease to hold [% and number] voting rights as of [date]
|
|
||||||||||||||||
|
|
||||||||||||||||
12. Additional information xvi : The trigger for this disclosure obligation is due to Henderson Global Investors Limited moving below the 3% threshold. The overall Janus Henderson Group Plc holding remains above 4%. |
|
||||||||||||||||
Done at 201 Bishopsgate, London EC2M 3AE on 08 February 2021