TR-1: notification of major interests in shares
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Filtrona plc |
|
2. Reason for notification (please tick the appropriate box or boxes): |
||
An acquisition or disposal of voting rights |
X |
|
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|
|
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
|
|
An event changing the breakdown of voting rights |
|
|
Other (please specify):______________ |
|
|
3. Full name of person(s) subject to the notification obligation: |
OppenheimerFunds, Inc ("OFI") |
|
4. Full name of shareholder(s) (if different from 3.): |
|
|
5. Date of the transaction and date on which the threshold is crossed or reached: |
15 March 2010 |
|
6. Date on which issuer notified: |
16 March 2010 |
|
7. Threshold(s) that is/are crossed or reached: |
6% (OFI position increased to 6.0933%) |
|
8. Notified details:
Registered Office: Avebury House, 201-249 Avebury Boulevard, Milton Keynes Buckinghamshire, MK9 1AU
Registered Number: 05444653
T: +44 (0) 1908 359100; F: +44 (0) 1908 359120
Company Secretary: Jon Green
|
|
||||||||
A: Voting rights attached to shares |
|||||||||
Class/type of shares if possible using the ISIN CODE |
Situation previous to the Triggering transaction |
Resulting situation after the triggering transaction |
|||||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
Percentage of voting rights |
|||||
Direct |
Indirect |
Direct |
Indirect |
||||||
(GB00B0744359)
|
10,640,624
|
10,640,624
|
12,531,597
|
|
12,531,597
|
|
6.0933% |
||
B: Qualifying Financial Instruments |
||||
Resulting situation after the triggering transaction |
||||
Type of financial instrument |
Expiration date |
Exercise/ Conversion Period/ Date |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
|
|
|
|
|
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
||||||
Resulting situation after the triggering transaction |
||||||
Type of financial instrument |
Exercise price |
Expiration date |
Exercise / conversion period |
Number of voting rights instrument refers to |
% of voting rights |
|
|
|
|
|
|
Nominal |
Delta |
|
|
Total (A+B+C) |
|
Number of voting rights |
% of voting rights |
12,531,597 |
6.0933% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
||
The percentage of holdings noted above is based on total outstanding shares of 205,662,191. Massachusetts Mutual Life Insurance Company is the Parent Company of OppenheimerFunds, Inc ("OFI"). |
||
|
||
Proxy Voting: |
||
10. Name of the proxy holder: |
|
|
11. Number of voting rights proxy holder will cease to hold: |
|
|
12. Date on which proxy holder will cease to hold voting rights: |
|
|
13. Additional information: |
|
|
14. Contact name: |
Patricia Kendall Filtrona plc |
|
15. Contact telephone number: |
01908 359100 |
|