Holding(s) in Company

RNS Number : 5353S

Fair Oaks Income Fund Limited

24 September 2014

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii				Fair Oaks Income Fund Ltd (BMBN1D1)
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights					X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights:
Other (please specify):
3. Full name of person(s) subject to the notification obligation: iii		Smith and Williamson Holdings Limited
4. Full name of shareholder(s)  (if different from 3.):iv		Details as per section 9
5. Date of the transaction and date on which the threshold is crossed or reached: v		19/09/2014
6. Date on which issuer notified:		22/09/2014
7. Threshold(s) that is/are crossed or reached: vi, vii		5%

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of shares if possible using the ISIN CODE

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of Shares

Number of Voting Rights

Number of shares

Number of voting rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

GG00BMBN1D14

5,599,030

4.89%

5,797,530

5.06%

Ordinary

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Expiration date xiii

Exercise/ Conversion Period xiv

Number of voting rights that may be acquired if the instrument is exercised/ converted.

% of voting rights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial instrument

Exercise price

Expiration date xvii

Exercise/ Conversion period xviii

Number of voting rights instrument refers to

% of voting rights xix, xx

Nominal

Delta

Total (A+B+C)

Number of voting rights

Percentage of voting rights

5,797,530

5.06%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Smith & Williamson Nominees Limited, a subsidiary of Smith & Williamson Investment Services Limited, subsidiary of Smith & Williamson Holdings Limited - 4,386,530 shares BNP Paribas Security Services as custodian for Smith & Williamson Investment Management (Ireland) Limited, a subsidiary of Smith & Williamson Holding Limited - 293,500 shares Royal Bank of Scotland as custodian for Smith & Williamson Fund Administration Ltd., subsidiary of Smith & Williamson Investment Services Limited a subsidiary of Smith & Williamson Holdings Limited - 970,000 shares BNP Paribas Jersey as Agent for Smith & Williamson Nominees Limited, a subsidiary of Smith & Williamson Investment Services Limited, subsidiary of Smith & Williamson Holdings Limited - 68,000 RBC Dexia as custodian for Smith & Williamson Fund Administration Ltd., subsidiary of Smith & Williamson Investment Management Limited, a subsidiary of Smith & Williamson holdings Limited - 79,500 shares
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information:
14. Contact name:
15. Contact telephone number:
Note: Annex should only be submitted to the FCA not the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to the notification obligation
Full name (including legal form of legal entities)	Smith & Williamson Holdings Limited
Contact address (registered office for legal entities)	25 Moorgate London EC2R 6AY
Phone number & email	020 7131 4728
Other useful information (at least legal representative for legal persons)	Laura Heath Compliance Officer Smith & Williamson Investment Management
B: Identity of the notifier, if applicable
Full name
Contact address
Phone number & email
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation)
C: Additional information
For notes on how to complete form TR-1 please see the FCA website.

 

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