TR-1: Notification of Major Interests in Shares |
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Filtronic plc |
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2. Reason for notification (yes/no) |
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An acquisition or disposal of voting rights |
Yes |
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An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached. |
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An event changing the breakdown of voting rights |
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Other (please specify): ______________ |
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3. Full name of person(s) subject to notification obligation: |
Prudential plc group of companies |
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4. Full name of shareholder(s) (if different from 3): |
See attached schedule |
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5. Date of transaction (and date on which the threshold is crossed or reached if different): |
8 December 2008 |
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6. Date on which issuer notified: |
9 December 2008 |
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7. Threshold(s) that is/are crossed or reached: |
See item 13 |
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8. Notified Details |
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A: Voting rights attached to shares |
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Class/type of shares If possible use ISIN code |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
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Number of shares |
Number of voting rights |
Number of shares |
Number of voting rights |
Percentage of voting rights |
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Direct |
Indirect |
Direct |
Indirect |
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Ordinary GB0003362992 |
11,600,841 |
11,600,841 |
11,267,319 |
11,267,319 |
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15.15% |
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B: Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date |
Exercise/ conversion period/date |
No. of voting rights that may be acquired (if the instrument exercised/converted) |
Percentage of voting rights |
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N/A |
N/A |
N/A |
N/A |
N/A |
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Total (A+B) |
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Number of voting rights |
Percentage of voting rights |
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11,267,319 |
15.15% |
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9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
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Prudential plc (parent company) M&G Group Limited (wholly owned subsidiary of Prudential plc) M&G Limited (wholly owned subsidiary of M&G Group Limited) M&G Investment Management Limited (wholly owned subsidiary of M&G Limited) M&G Securities Limited (wholly owned subsidiary of M&G Limited) The Prudential Assurance Company Limited (wholly owned subsidiary of Prudential plc) |
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Proxy Voting: |
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10. Name of proxy holder: |
N/A |
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11. Number of voting rights proxy holder will cease to hold: |
N/A |
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12 Date on which proxy holder will cease to hold voting rights: |
N/A |
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13. Additional information: |
As per 5.1.2, the non-exempt holdings for Prudential plc have gone below 8% triggering this notification |
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14. Contact name: |
Dipesh Varsani, M&G Investment Management Limited |
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15. Contact telephone number: |
020 7548 3261 |
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NOTIFIABLE POSITION REPORT FOR FILTRONIC ORD GBP0.10 As at 08 December 2008 |
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Percentage holdings are calculated using an issued share capital of 74,323,093 ORD GBP0.10 shares |
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Registered holder |
Holding |
% |
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Prudential plc |
11,267,319 |
15.15 |
Total notifiable interest |
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NORTRUST NOMINEE LTD A/C MHF01 |
8,192 |
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NORTRUST NOMINEE LTD A/C MKK01 |
5,621,614 |
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NORTRUST NOMS LTD |
6,278 |
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PRUCLT HSBC GIX NOM(UK) PAC AC |
4,830,984 |
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PRUCLT HSBC GIS NOM(UK) PPL AC |
800,251 |
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M&G Group Limited |
11,267,319 |
15.15 |
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NORTRUST NOMINEE LTD A/C MHF01 |
8,192 |
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NORTRUST NOMINEE LTD A/C MKK01 |
5,621,614 |
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NORTRUST NOMS LTD |
6,278 |
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PRUCLT HSBC GIX NOM(UK) PAC AC |
4,830,984 |
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PRUCLT HSBC GIS NOM(UK) PPL AC |
800,251 |
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M&G Investment Management Limited |
11,259,127 |
15.14 |
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NORTRUST NOMINEE LTD A/C MKK01 |
5,621,614 |
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NORTRUST NOMS LTD |
6,278 |
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PRUCLT HSBC GIX NOM(UK) PAC AC |
4,830,984 |
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PRUCLT HSBC GIS NOM(UK) PPL AC |
800,251 |
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M&G Group Limited |
11,267,319 |
15.15 |
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NORTRUST NOMINEE LTD A/C MHF01 |
8,192 |
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NORTRUST NOMINEE LTD A/C MKK01 |
5,621,614 |
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NORTRUST NOMS LTD |
6,278 |
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PRUCLT HSBC GIX NOM(UK) PAC AC |
4,830,984 |
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PRUCLT HSBC GIS NOM(UK) PPL AC |
800,251 |
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M&G Securities Limited |
5,629,806 |
7.57 |
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NORTRUST NOMINEE LTD A/C MHF01 |
8,192 |
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NORTRUST NOMINEE LTD A/C MKK01 |
5,621,614 |
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The Prudential Assurance Company Limited |
5,631,235 |
7.57 |
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PRUCLT HSBC GIX NOM(UK) PAC AC |
4,830,984 |
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PRUCLT HSBC GIS NOM(UK) PPL AC |
800,251 |
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