Holding(s) in Company

RNS Number : 0428J

Financials Acquisition Corp

22 April 2022

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

KYG3439B1032

Issuer Name

Financials Acquisition Corp.

UK or Non-UK Issuer

Non-UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

Empyrean Capital Partners, LP

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Name	City of registered office	Country of registered office
Empyrean Capital Overseas Master Fund, Ltd.	Grand Cayman	Cayman Islands

5. Date on which the threshold was crossed or reached

13-Apr-2022

6. Date on which Issuer notified

13-Apr-2022

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	7.766990	0.000000	7.766990	1500000
Position of previous notification (if applicable)

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
KYG3439B1032		1500000		7.766990
Sub Total 8.A	1500000		7.766990%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Sub Total 8.B1

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Sub Total 8.B2

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Empyrean Capital, LLC
Empyrean Capital Partners, LP
Empyrean Capital Fund, LP
Empyrean Capital Overseas Master Fund, Ltd.		7.766990
Empyrean Capital, LLC
Empyrean Capital Partners, LP
Empyrean Capital Overseas Fund, Ltd.
Empyrean Capital Overseas Master Fund, Ltd.		7.766990
Empyrean Capital, LLC
Empyrean Capital Partners, LP
Empyrean Capital Overseas ERISA Fund, Ltd.
Empyrean Capital Overseas Master Fund, Ltd.		7.766990

10. In case of proxy voting

Name of the proxy holder

Empyrean Capital Partners, LP

The number and % of voting rights held

1,500,000 (Empyrean Capital Partners, LP has authority to vote a proxy with respect to 100% of the shares of the issuer that are held by Empyrean Capital Overseas Master Fund, Ltd.)

The date until which the voting rights will be held

4/13/2022

11. Additional Information

The notification obligation has arisen as a result of the issuer's IPO.

12. Date of Completion

21-Apr-2022

13. Place Of Completion

Los Angeles, California, United States

 

END

 

 

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