Holding(s) in Company

Financials Acquisition Corp

23 August 2023

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

KYG3439B1032

Issuer Name

Financials Acquisition Corp.

UK or Non-UK Issuer

Non-UK

2. Reason for Notification

Other

Comments

Please see response to Item 11.

3. Details of person subject to the notification obligation

Name

Empyrean Capital Partners, LP

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Name	City of registered office	Country of registered office
Empyrean Capital Overseas Master Fund, Ltd.	Grand Cayman	Cayman Islands

5. Date on which the threshold was crossed or reached

14-Jul-2023

6. Date on which Issuer notified

23-Aug-2023

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	21.646643	0.000000	21.646643	1500000
Position of previous notification (if applicable)	7.766990	0.000000	7.766990

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
KYG3439B1032	1500000	0	21.646643	0.000000
Sub Total 8.A	1500000		21.646643%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Sub Total 8.B1

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Sub Total 8.B2

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Empyrean Capital, LLC	Empyrean Capital Overseas Master Fund, Ltd.	21.646643

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

The notification obligation has arisen as a result of the issuer's redemption of shares.

12. Date of Completion

22-Aug-2023

13. Place Of Completion

Los Angeles, California, United States

 

END