General Electric Company
21 December 2006
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
Washington, D.C. 20549 OMB Number: 3235-0104
Expires: January 31,
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 2008
Estimated average
Filed pursuant to Section 16(a) of the Securities Exchange Act of burden
1934, Section 17(a) of the Public Utility Holding Company Act of 1935 hours per 0.5
or Section 30(h) of the Investment Company Act of 1940 response
1. Name and Address of Reporting 2. Date of Event 3. Issuer Name and Ticker or Trading Symbol
Person* Requiring GENERAL ELECTRIC CO ( GE )
Hockfield Susan Statement (Month/
---------------------------------- Day/Year)
(Last) (First) (Middle) 12/15/2006
GENERAL ELECTRIC COMPANY 4. Relationship of Reporting Person 5. If Amendment, Date of
3135 EASTON TURNPIKE (s) to Issuer Original Filed (Month/Day/
---------------------------------- (Check all applicable) Year)
(Street) X Director 10% Owner 6. Individual or Joint/Group
FAIRFIELD CT 06828 Officer Other Filing (Check Applicable
---------------------------------- (give title (specify Line)
(City) (State) (Zip) below) below) X Form filed by One
Reporting Person
Form filed by More than
One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of 3. Ownership 4. Nature of Indirect
Securities Form: Direct Beneficial Ownership (Instr.
Beneficially Owned (D) or 5)
(Instr. 4) Indirect (I)
(Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security 2. Date Exercisable 3. Title and Amount of 4. 5. 6. Nature of
(Instr. 4) and Expiration Date Securities Underlying Conversion Ownership Indirect
(Month/Day/Year) Derivative Security (Instr. 4) or Form: Beneficial
Exercise Direct Ownership
Price of (D) or (Instr. 5)
Date Expiration Title Amount Derivative Indirect
Exercisable Date or Security (I)
Number (Instr.
of 5)
Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
Eliza W. Fraser on 12/21/2006
behalf of Susan
Hockfield
** Signature of Date
Reporting Person
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15
U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6
for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form
displays a currently valid OMB Number.
This information is provided by RNS
The company news service from the London Stock Exchange
*A Private Investor is a recipient of the information who meets all of the conditions set out below, the recipient:
Obtains access to the information in a personal capacity;
Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
Is not currently registered or qualified as a professional securities trader or investment adviser with any national or state exchange, regulatory authority, professional association or recognised professional body;
Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so;
Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
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