General Electric Company
08 September 2006
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
Washington, D.C. 20549 OMB Number: 3235-0287
Expires: January 31,
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 2008
Estimated average
Filed pursuant to Section 16(a) of the Securities Exchange Act of burden
1934, Section 17(a) of the Public Utility Holding Company Act of 1935 hours per 0.5
or Section 30(h) of the Investment Company Act of 1940 response
Check this box if no
longer subject to
Section 16. Form 4 or
Form 5 obligations may
continue. See
Instruction 1(b).
1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading 5. Relationship of Reporting Person
TROTTER LLOYD G Symbol (s) to Issuer
---------------------------------------- GENERAL ELECTRIC CO ( GE ) (Check all applicable)
(Last) (First) (Middle) Director 10% Owner
GENERAL ELECTRIC COMPANY 3. Date of Earliest Transaction (Month/ X Officer Other
3135 EASTON TURNPIKE Day/Year) (give title (specify
---------------------------------------- 09/08/2006 below) below)
(Street) Vice Chairman
FAIRFIELD CT 06828 4. If Amendment, Date of Original Filed 6. Individual or Joint/Group Filing
---------------------------------------- (Month/Day/Year) (Check Applicable Line)
(City) (State) (Zip) X Form filed by One Reporting
Person
Form filed by More than One
Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of 2. 2A. 3. 4. Securities 5. Amount of 6. Ownership 7. Nature of
Security Transaction Deemed Transaction Acquired (A) or Securities Form: Direct Indirect
(Instr. 3) Date (Month Execution Code Disposed of (D) Beneficially (D) or Indirect Beneficial
/Day/Year) Date, if (Instr. 8) (Instr. 3, 4 and Owned Following (I) Ownership
any 5) Reported (Instr. 4) (Instr. 4)
(Month/ Code V Amount (A) Price Transaction(s)
Day/Year) or (Instr. 3 and
(D) 4)
Common Stock 09/08/2006 M 180,000 A $14.73 433,389 D
Common Stock 09/08/2006 S 121,414 A $34.028 311,975 D
Common Stock 18,245 I 401(k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. 2. 3. 3A. 4. 5. 6. Date 7. 8. 9. 10. 11.
Title Conver- Transa- Deemed Transa- Number Exercis- Title Price Number Owner- Nature
of sion ction Execution ction of able and of of ship of
Derivative or Date Date, if Code Deriva- and Amount Deriva- Deriva- Form: Indirect
Security Exercise (Month/ any (Instr. tive Expira- of tive tive Direct Benefi-
(Instr. 3) Price of Day/ (Month/ 8) Securi- tion Underlying Security Securi- (D) or cial
Deriva- Year) Day ties Date Securities (Instr. ties Indirect Owner-
tive /Year) Acquired (Month/ (Instr. 3 5) Benefi- (I) ship
Security (A) or Day and 4) cially (Instr. (Instr.
Disposed /Year) Owned 4) 4)
of (D) Follow-
(Instr. ing
3, 4 Reported
and 5) Transa-
ction(s)
Instr.4)
Code V (A) (D) Date Expir- Title Amount
Exerci- ation or
sable Date Number
of
Shares
Common Stock $14.73 09/08/2006 M 180, 09/13 09/13 Common 180,000 $0 0 D
000 1999 2006 Stock
Explanation of Responses:
Remarks:
Eliza W. Fraser on 09/08/2006
behalf of Lloyd G.
Trotter
** Signature of Date
Reporting Person
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15
U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6
for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form
displays a currently valid OMB Number.
This information is provided by RNS
The company news service from the London Stock Exchange
*A Private Investor is a recipient of the information who meets all of the conditions set out below, the recipient:
Obtains access to the information in a personal capacity;
Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
Is not currently registered or qualified as a professional securities trader or investment adviser with any national or state exchange, regulatory authority, professional association or recognised professional body;
Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so;
Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
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