Director/PDMR Shareholding
General Electric Company
15 September 2006
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
Washington, D.C. 20549 OMB Number: 3235-0287
Expires: January 31, 2008
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Estimated average
burden hours per
Filed pursuant to Section 16(a) of the Securities Exchange Act of response 0.5
1934, Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(h) of the Investment Company Act of 1940
Check this box if no
longer subject to
Section 16. Form 4 or
Form 5 obligations may
continue. See
Instruction 1(b).
1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading 5. Relationship of Reporting Person
SHERIN KEITH S Symbol (s) to Issuer
---------------------------------------- GENERAL ELECTRIC CO ( GE ) (Check all applicable)
(Last) (First) (Middle) Director 10% Owner
GENERAL ELECTRIC COMPANY 3. Date of Earliest Transaction (Month/ X Officer Other
3135 EASTON TURNPIKE Day/Year) (give title (specify
---------------------------------------- 09/12/2006 below) below)
(Street) Senior Vice President
FAIRFIELD CT 06828 4. If Amendment, Date of Original Filed 6. Individual or Joint/Group Filing
---------------------------------------- (Month/Day/Year) (Check Applicable Line)
(City) (State) (Zip) X Form filed by One Reporting
Person
Form filed by More than One
Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of 2. 2A. 3. 4. Securities 5. Amount of 6. Ownership 7. Nature of
Security Transaction Deemed Transaction Acquired (A) or Securities Form: Direct Indirect
(Instr. 3) Date (Month Execution Code Disposed of (D) Beneficially (D) or Indirect Beneficial
/Day/Year) Date, if (Instr. 8) (Instr. 3, 4 and Owned Following (I) Ownership
any 5) Reported (Instr. 4) (Instr. 4)
(Month/ Code V Amount (A) Price Transaction(s)
Day/Year) or (Instr. 3 and
(D) 4)
Common Stock 09/12/2006 M 31,250 A $0 155,696 D
Common Stock 09/12/2006 F 12,954 D $34.55 142,742 D
Common Stock 09/12/2006 M 26,667 A $0 169,409 D
Common Stock 09/12/2006 F 13,014 D $34.55 156,395 D
Common Stock 31,045 I 401(k)
Common Stock 4,593 I by family
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. 2. 3. 3A. 4. 5. 6. Date 7. 8. 9. 10. 11.
Title Conver- Transa- Deemed Transa- Number Exercis- Title Price Number Owner- Nature
of sion ction Execution ction of able and of of ship of
Derivative or Date Date, if Code Deriva- and Amount Deriva- Deriva- Form: Indirect
Security Exercise (Month/ any (Instr. tive Expira- of tive tive Direct Benefi-
(Instr. 3) Price of Day/ (Month/ 8) Securi- tion Underlying Security Securi- (D) or cial
Deriva- Year) Day ties Date Securities (Instr. ties Indirect Owner-
tive /Year) Acquired (Month/ (Instr. 3 5) Benefi- (I) ship
Security (A) or Day and 4) cially (Instr. (Instr.
Disposed /Year) Owned 4) 4)
of (D) Follow-
(Instr. ing
3, 4 Reported
and 5) Transa-
ction(s)
Instr.4)
Code V (A) (D) Date Expir- Title Amount
Exerci- ation or
sable Date Number
of
Shares
Restricted ( 1 ) 09/12/2006 M 31,250 09/12/ 09/12/ Common 31,250 $0 93,750 D
Stock Units 2006 2006 Stock
Restricted ( 1 ) 09/12/2006 M 26,667 09/12/ 09/12/ Common 26,667 $0 26,667 D
Stock Units 2006 2006 Stock
Explanation of Responses:
1. 1-for-1
Remarks:
Eliza W. Fraser on behalf of Keith S. Sherin 09/14/2006
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15
U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6
for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form
displays a currently valid OMB Number.
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