Director/PDMR Shareholding

General Electric Company 04 October 2006 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL Washington, D.C. 20549 OMB Number: 3235-0287 Expires: January 31, STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 2008 Estimated average Filed pursuant to Section 16(a) of the Securities Exchange Act of burden 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 hours per 0.5 or Section 30(h) of the Investment Company Act of 1940 response Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading 5. Relationship of Reporting Person WARNER DOUGLAS A III Symbol (s) to Issuer ---------------------------------------- GENERAL ELECTRIC CO ( GE ) (Check all applicable) (Last) (First) (Middle) X Director 10% Owner GENERAL ELECTRIC COMPANY 3. Date of Earliest Transaction (Month/ Officer Other 3135 EASTON TURNPIKE Day/Year) (give title (specify ---------------------------------------- 10/02/2006 below) below) (Street) FAIRFIELD CT 06828 4. If Amendment, Date of Original Filed 6. Individual or Joint/Group Filing ---------------------------------------- (Month/Day/Year) (Check Applicable Line) (City) (State) (Zip) X Form filed by One Reporting Person Form filed by More than One Reporting Person Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of 2. 2A. 3. 4. Securities 5. Amount of 6. Ownership 7. Nature of Security Transaction Deemed Transaction Acquired (A) or Securities Form: Direct Indirect (Instr. 3) Date (Month Execution Code Disposed of (D) Beneficially (D) or Indirect Beneficial /Day/Year) Date, if (Instr. 8) (Instr. 3, 4 and Owned Following (I) Ownership any 5) Reported (Instr. 4) (Instr. 4) (Month/ Code V Amount (A) Price Transaction(s) Day/Year) or (Instr. 3 and (D) 4) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. 2. 3. 3A. 4. 5. 6. Date 7. 8. 9. 10. 11. Title Conver- Transa- Deemed Transa- Number Exercis- Title Price Number Owner- Nature of sion ction Execution ction of able and of of ship of Derivative or Date Date, if Code Deriva- and Amount Deriva- Deriva- Form: Indirect Security Exercise (Month/ any (Instr. tive Expira- of tive tive Direct Benefi- (Instr. 3) Price of Day/ (Month/ 8) Securi- tion Underlying Security Securi- (D) or cial Deriva- Year) Day ties Date Securities (Instr. ties Indirect Owner- tive /Year) Acquired (Month/ (Instr. 3 5) Benefi- (I) ship Security (A) or Day and 4) cially (Instr. (Instr. Disposed /Year) Owned 4) 4) of (D) Follow- (Instr. ing 3, 4 Reported and 5) Transa- ction(s) Instr.4) Code V (A) (D) Date Expir- Title Amount Exerci- ation or sable Date Number of Shares Deferred Fee Phantom Stock Units ( 1 ) ( 2 ) 10/02/2006 A 1,297 ( 3 ) ( 3 ) Common 1,297 $34.68 29,191 D Stock Explanation of Responses: 1. Acquired at a price of $34.68 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director. 2. Security converts to common stock on a one-for-one basis 3. Payable beginning one year after termination of service as director. Remarks: Eliza W. Fraser on 10/04/2006 behalf of Douglas A. Warner III ** Signature of Date Reporting Person Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. This information is provided by RNS The company news service from the London Stock Exchange
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