General Electric Company
17 March 2008
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
Washington, D.C. 20549 OMB Number: 3235-0104
Expires: February 28,
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 2011
Estimated average
Filed pursuant to Section 16(a) of the Securities Exchange Act of burden
1934, Section 17(a) of the Public Utility Holding Company Act of 1935 hours per 0.5
or Section 30(h) of the Investment Company Act of 1940 response
1. Name and Address of Reporting 2. Date of Event 3. Issuer Name and Ticker or Trading Symbol
Person* Requiring GENERAL ELECTRIC CO ( GE )
Ielusic Walter F Statement (Month/
---------------------------------- Day/Year)
(Last) (First) (Middle) 03/15/2008
GENERAL ELECTRIC COMPANY 4. Relationship of Reporting Person 5. If Amendment, Date of
3135 EASTON TURNPIKE (s) to Issuer Original Filed (Month/Day/
---------------------------------- (Check all applicable) Year)
(Street) Director 10% Owner 6. Individual or Joint/Group
FAIRFIELD CT 06828 X Officer Other Filing (Check Applicable
---------------------------------- (give title (specify Line)
(City) (State) (Zip) below) below) X Form filed by One
Vice President Reporting Person
Form filed by More than
One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of 3. Ownership 4. Nature of Indirect
Securities Form: Direct Beneficial Ownership (Instr.
Beneficially Owned (D) or 5)
(Instr. 4) Indirect (I)
(Instr. 5)
Common Stock 676 I by 401(k)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security 2. Date Exercisable 3. Title and Amount of 4. 5. 6.
(Instr. 4) and Expiration Date Securities Underlying Conversion Ownership Indirect
(Month/Day/Year) Derivative Security or Exercise Form: Nature of
(Instr. 4) Price of Direct Beneficial
(D) or Ownership
Indirect (Instr. 5)
Date Expiration Title Amount Derivative (I)
Exercisable Date or Security (Instr.
Number 5)
of
Shares
Phantom Stock Units ( 1 ) ( 1 ) Common Stock 1,032 ( 1 ) D
Restricted Stock Units ( 3 ) ( 3 ) Common Stock 334 ( 2 ) D
Restricted Stock Units ( 4 ) ( 4 ) Common Stock 800 ( 2 ) D
Restricted Stock Units ( 5 ) ( 5 ) Common Stock 5,000 ( 2 ) D
Restricted Stock Units ( 6 ) ( 6 ) Common Stock 667 ( 2 ) D
Restricted Stock Units ( 7 ) ( 7 ) Common Stock 15,000 ( 2 ) D
Restricted Stock Units ( 8 ) ( 8 ) Common Stock 2,500 ( 2 ) D
Employee Stock Options (right to 09/14/2003 03/14/2010 Common Stock 4,500 42.33 D
buy) ( 9 )
Employee Stock Options (right to 09/26/2004 07/26/2011 Common Stock 4,500 43.75 D
buy) ( 9 )
Employee Stock Options (right to 09/26/2004 09/26/2011 Common Stock 2,250 35.48 D
buy) ( 9 )
Employee Stock Options (right to 05/10/2005 05/10/2014 Common Stock 3,000 30.03 D
buy) ( 10 )
Employee Stock Options (right to 04/21/2007 04/21/2016 Common Stock 3,600 33.97 D
buy) ( 10 )
Employee Stock Options (right to 09/08/2007 09/08/2016 Common Stock 2,000 34.01 D
buy) ( 10 )
Employee Stock Options (right to 09/07/2008 09/07/2017 Common Stock 7,500 38.75 D
buy) ( 10 )
Explanation of Responses:
1. Each unit of phantom stock is the economic equivalent of one share of common stock. These units can be reallocated
into other plan investments and are payable in cash after termination of employment. Total includes accrued dividends.
2. 1 for 1.
3. 667 units granted 05/10/04; Vesting schedule : 333 units on third anniversary; 334 units on fifth anniversary.
4. 800 units granted 04/21/06; Vesting schedule : 50% on third anniversary; 50% on fifth anniversary.
5. 5,000 units granted 06/08/06; Vesting schedule : 25% on third anniversary; 25% on fifth anniversary; 25% on seventh;
25% on tenth anniversary.
6. 667 units granted 09/08/06; Vesting schedule : 333 units on third anniversary; 334 units on fifth anniversary.
7. 15,000 units granted 07/26/07; Vesting schedule : 20% on first anniversary; 20% on second anniversary; 20% on third
anniverary; 20% on fourth anniversary; 20% on fifth anniversary.
8. 2,500 units granted 09/07/07; Vesting schedule : 20% on first anniversary; 20% on second anniversary; 20% on third
anniverary; 20% on fourth anniversary; 20% on fifth anniversary.
9. The options become exercisable in two equal installments of 50% each, beginning on the 'Date Exercisable' shown to
the right, and another 50% two years thereafter.
10. The options become exercisable in five equal installments of 20% each, beginning on the 'Date Exercisable' shown to
the right, and another 20% each year thereafter.
Remarks:
Elizabeth Nemeth on 03/17/2008
behalf of Walter F.
Ielusic
** Signature of Date
Reporting Person
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15
U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6
for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form
displays a currently valid OMB Number.
This information is provided by RNS
The company news service from the London Stock Exchange
*A Private Investor is a recipient of the information who meets all of the conditions set out below, the recipient:
Obtains access to the information in a personal capacity;
Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
Is not currently registered or qualified as a professional securities trader or investment adviser with any national or state exchange, regulatory authority, professional association or recognised professional body;
Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so;
Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
Please note, this site uses cookies. Some of the cookies are essential for parts of the site to operate and have already been set. You may delete and block all cookies from this site, but if you do, parts of the site may not work. To find out more about the cookies used on Investegate and how you can manage them, see our Privacy and Cookie Policy
To continue using Investegate, please confirm that you are a private investor as well as agreeing to our Privacy and Cookie Policy & Terms.