Director/PDMR Shareholding

RNS Number : 4836D

General Electric Company

29 April 2013

 



SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL OMB Number: 3235-0104 Expires: December 31, 2014 Estimated average burden hours per response: 0.5

1. Name and Address of Reporting Person* Comstock Elizabeth J (Last) (First) (Middle) GENERAL ELECTRIC COMPANY 3135 EASTON TURNPIKE (Street) FAIRFIELD CT 06828 (City) (State) (Zip)	2. Date of Event Requiring Statement (Month/Day/Year) 04/23/2013	3. Issuer Name and Ticker or Trading Symbol GENERAL ELECTRIC CO [ GE ]
		4. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) Senior Vice President	5. If Amendment, Date of Original Filed (Month/Day/Year)
			6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	64,048	D
Common Stock	22,768	I	by 401(k)
Common Stock	1,267	I	By family

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Phantom Stock Units	(1)	(1)	Common Stock	38,636	(2)	D
Restricted Stock Units	(3)	(3)	Common Stock	8,750	(2)	D
Restricted Stock Units	(4)	(4)	Common Stock	12,500	(2)	D
Restricted Stock Units	(5)	(5)	Common Stock	5,834	(2)	D
Restricted Stock Units	(6)	(6)	Common Stock	50,000	(2)	D
Employee Stock Options (right to buy) (7)	09/12/2004	09/12/2013	Common Stock	45,000	31.53	D
Employee Stock Options (right to buy) (7)	09/17/2005	09/17/2014	Common Stock	54,000	34.22	D
Employee Stock Options (right to buy) (7)	09/16/2006	09/16/2015	Common Stock	66,000	34.47	D
Employee Stock Options (right to buy) (7)	09/08/2007	09/08/2016	Common Stock	62,500	34.01	D
Employee Stock Options (right to buy) (7)	09/07/2008	09/07/2017	Common Stock	67,500	38.75	D
Employee Stock Options (right to buy) (7)	09/09/2009	09/09/2018	Common Stock	87,500	28.12	D
Employee Stock Options (right to buy) (7)	03/12/2010	03/12/2019	Common Stock	350,000	9.57	D
Employee Stock Options (right to buy) (7)	07/23/2010	07/23/2019	Common Stock	350,000	11.95	D
Employee Stock Options (right to buy) (7)	06/10/2011	06/10/2020	Common Stock	400,000	15.68	D
Employee Stock Options (right to buy) (7)	06/09/2012	06/09/2021	Common Stock	500,000	18.58	D
Employee Stock Options (right to buy) (7)	09/07/2013	09/07/2022	Common Stock	500,000	21.59	D

Explanation of Responses:

1. Reallocable to other investment media. Payable after termination of employment.

2. 1-for-1

3. 35,000 units granted 09/12/2003; 8,750 units vested on 9/12/2006; 8,750 units vested on 9/12/2008; 8,750 vested on 9/12/2010; 8,750 are scheduled to vest on 9/12/2013.

4. 25,000 units granted 07/27/2006; 6,250 units vested on 7/27/2009; 6,250 units vested on 7/27/2011; 6,250 units are scheduled to vest on 7/27/2013 and 6,250 units are scheduled to vest on 7/27/2016.

5. 29,167 units granted 09/09/2008; 5,833 units vested on 9/9/2009; 5,833 units vested on 9/9/2010; 5,833 units vested on 9/9/2011; 5,834 units vested on 9/9/2012 and 5,834 units are scheduled to vest on 9/9/2013.

6. 50,000 units granted 07/27/12; Vesting schedule : 20% on first anniversary; 20% on second anniversary; 20% on third anniversary; 20% on fourth anniversary; 20% on fifth anniversary;

7. The options become exercisable in five equal installments of 20% each beginning on the "Date Exercisable" shown to the right, and another 20% each year thereafter.

Remarks:

	Eliza W. Fraser on behalf of Elizabeth Comstock	04/26/2013
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

 

END

 

 

RDSEAALNALEDEFF