Director/PDMR Shareholding

RNS Number : 3199G

General Electric Company

28 February 2018

 

1. Name and Address of Reporting Person* Alexander Dimitrief General Electric Company 41 Farnsworth Street Boston MA 02210

2. Issuer Name and Ticker or Trading Symbol General Electric Company [GE]

5. Relationship of Reporting Person(s) to Issuer                                                                          (check all applicable)       Director                               10% Owner _X_ Officer (give title below)        Other (specify below) Senior Vice President

3. Date of Earliest Transaction Required to be Reported (Month/Day/Year) 02/26/2018

4. If amendment, Date Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line) _X_ Form filed by One Reporting Person Form filed by More Than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security (Instr. 3)

2. Transaction Date (mm/dd/yy)

2A. Deemed Execution Date, if any (mm/dd/yy)

3. Transaction Code (Instr. 8)

4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, & 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3, & 4)

6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)

7. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

V

Amount

(A) or (D)

Price

Alexander Dimitrief General Electric Company 41 Farnsworth Street

Boston MA 02210

General Electric Company [GE]

Period Of Report 02/26/2018

Table II -Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security (Instr. 3)

2. Con- version or Exercise Price of Derivative Security

3. Trans- action Date (mm/dd/yy)

3A. Deemed Execution Date, if any (mm/dd/yy)

4. Trans- action Code (Instr. 8)

5. No. of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, & 5)

6. Date Exercisable and Expiration Date (mm/dd/yy)

7. Title and Amount of Underlying Securities (Instr. 3 & 4)

8. Price of Derivative Security (Instr. 5)

9. No. of Derivative Securities Beneficially Owned Following Reported Trans- action(s) (Instr. 3, & 4)

10. Ownership Form of Derivative Securities: Direct (D) or Indirect (I) (Instr. 4)

11. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

V

(A)

(D)

Date Exer- cisable

Expiration Date

Title

Amount or Number of Shares

Restricted Stock Unit

(1)

02/26/2018

A

73,350

(2)

(2)

Common Stock

73,350

$0

73,350

D

Explanation of Responses:

(1)         - 1 for 1

(2)         - The Restricted Stock Units vest in three equal annual installments of 33.3% each beginning on the first anniversary of the grant date.

By: Brian Sandstrom on behalf of Alexander Dimitrief

**Signature of Reporting Person

2/28/2018

Date

1. Name and Address of Reporting Person* David Joyce General Electric Company 41 Farnsworth Street Boston MA 02210

2. Issuer Name and Ticker or Trading Symbol General Electric Company [GE]

5. Relationship of Reporting Person(s) to Issuer                                                                          (check all applicable)       Director                               10% Owner _X_ Officer (give title below)        Other (specify below) Vice Chairman

3. Date of Earliest Transaction Required to be Reported (Month/Day/Year) 02/26/2018

4. If amendment, Date Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line) _X_ Form filed by One Reporting Person Form filed by More Than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security (Instr. 3)

2. Transaction Date (mm/dd/yy)

2A. Deemed Execution Date, if any (mm/dd/yy)

3. Transaction Code (Instr. 8)

4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, & 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3, & 4)

6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)

7. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

V

Amount

(A) or (D)

Price

David Joyce

General Electric Company 41 Farnsworth Street

Boston MA 02210

General Electric Company [GE]

Period Of Report 02/26/2018

Table II -Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security (Instr. 3)

2. Con- version or Exercise Price of Derivative Security

3. Trans- action Date (mm/dd/yy)

3A. Deemed Execution Date, if any (mm/dd/yy)

4. Trans- action Code (Instr. 8)

5. No. of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, & 5)

6. Date Exercisable and Expiration Date (mm/dd/yy)

7. Title and Amount of Underlying Securities (Instr. 3 & 4)

8. Price of Derivative Security (Instr. 5)

9. No. of Derivative Securities Beneficially Owned Following Reported Trans- action(s) (Instr. 3, & 4)

10. Ownership Form of Derivative Securities: Direct (D) or Indirect (I) (Instr. 4)

11. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

V

(A)

(D)

Date Exer- cisable

Expiration Date

Title

Amount or Number of Shares

Restricted Stock Unit

(1)

02/26/2018

A

116,700

(2)

(2)

Common Stock

116,700

$0

116,700

D

Explanation of Responses:

(1)         - 1 for 1

(2)         - The Restricted Stock Units vest in three equal annual installments of 33.3% each beginning on the first anniversary of the grant date.

By: Brian Sandstrom on behalf of David Joyce

**Signature of Reporting Person

2/28/2018

Date

1. Name and Address of Reporting Person* Jamie Miller General Electric Company 41 Farnsworth Street Boston MA 02210

2. Issuer Name and Ticker or Trading Symbol General Electric Company [GE]

5. Relationship of Reporting Person(s) to Issuer                                                                          (check all applicable)       Director                               10% Owner _X_ Officer (give title below)        Other (specify below) Senior Vice President

3. Date of Earliest Transaction Required to be Reported (Month/Day/Year) 02/26/2018

4. If amendment, Date Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line) _X_ Form filed by One Reporting Person Form filed by More Than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security (Instr. 3)

2. Transaction Date (mm/dd/yy)

2A. Deemed Execution Date, if any (mm/dd/yy)

3. Transaction Code (Instr. 8)

4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, & 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3, & 4)

6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)

7. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

V

Amount

(A) or (D)

Price

Jamie Miller

General Electric Company 41 Farnsworth Street

Boston MA 02210

General Electric Company [GE]

Period Of Report 02/26/2018

Table II -Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security (Instr. 3)

2. Con- version or Exercise Price of Derivative Security

3. Trans- action Date (mm/dd/yy)

3A. Deemed Execution Date, if any (mm/dd/yy)

4. Trans- action Code (Instr. 8)

5. No. of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, & 5)

6. Date Exercisable and Expiration Date (mm/dd/yy)

7. Title and Amount of Underlying Securities (Instr. 3 & 4)

8. Price of Derivative Security (Instr. 5)

9. No. of Derivative Securities Beneficially Owned Following Reported Trans- action(s) (Instr. 3, & 4)

10. Ownership Form of Derivative Securities: Direct (D) or Indirect (I) (Instr. 4)

11. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

V

(A)

(D)

Date Exer- cisable

Expiration Date

Title

Amount or Number of Shares

Restricted Stock Unit

(1)

02/26/2018

A

100,000

(2)

(2)

Common Stock

100,000

$0

100,000

D

Explanation of Responses:

(1)         - 1 for 1

(2)         - The Restricted Stock Units vest in three equal annual installments of 33.3% each beginning on the first anniversary of the grant date.

By: Brian Sandstrom on behalf of Jamie Miller

**Signature of Reporting Person

2/28/2018

Date

1. Name and Address of Reporting Person* Raghu Krishnamoorthy General Electric Company 41 Farnsworth Street Boston MA 02210

2. Issuer Name and Ticker or Trading Symbol General Electric Company [GE]

5. Relationship of Reporting Person(s) to Issuer                                                                          (check all applicable)       Director                               10% Owner _X_ Officer (give title below)        Other (specify below) Senior Vice President

3. Date of Earliest Transaction Required to be Reported (Month/Day/Year) 02/26/2018

4. If amendment, Date Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line) _X_ Form filed by One Reporting Person Form filed by More Than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security (Instr. 3)

2. Transaction Date (mm/dd/yy)

2A. Deemed Execution Date, if any (mm/dd/yy)

3. Transaction Code (Instr. 8)

4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, & 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3, & 4)

6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)

7. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

V

Amount

(A) or (D)

Price

Raghu Krishnamoorthy General Electric Company 41 Farnsworth Street

Boston MA 02210

General Electric Company [GE]

Period Of Report 02/26/2018

Table II -Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security (Instr. 3)

2. Con- version or Exercise Price of Derivative Security

3. Trans- action Date (mm/dd/yy)

3A. Deemed Execution Date, if any (mm/dd/yy)

4. Trans- action Code (Instr. 8)

5. No. of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, & 5)

6. Date Exercisable and Expiration Date (mm/dd/yy)

7. Title and Amount of Underlying Securities (Instr. 3 & 4)

8. Price of Derivative Security (Instr. 5)

9. No. of Derivative Securities Beneficially Owned Following Reported Trans- action(s) (Instr. 3, & 4)

10. Ownership Form of Derivative Securities: Direct (D) or Indirect (I) (Instr. 4)

11. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

V

(A)

(D)

Date Exer- cisable

Expiration Date

Title

Amount or Number of Shares

Restricted Stock Unit

(1)

02/26/2018

A

40,000

(2)

(2)

Common Stock

40,000

$0

40,000

D

Explanation of Responses:

(1)         - 1 for 1

(2)         - The Restricted Stock Units vest in three equal annual installments of 33.3% each beginning on the first anniversary of the grant date.

By: Brian Sandstrom on behalf of Raghu Krishnamoorthy

**Signature of Reporting Person

2/28/2018

Date

 

END

 

 

DSHEAAAPAAAPEAF