Director/PDMR Shareholding

RNS Number : 3618E
General Electric Company
05 May 2017
 

FORM 3

        

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

 

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

                      

 

 

 

1. Name and Address of Reporting Person *

 

LAVIZZO-MOUREY RISA J

2. Date of Event Requiring Statement (MM/DD/YYYY)

4/26/2017 

 

3. Issuer Name and Ticker or Trading Symbol

 

GENERAL ELECTRIC CO [GE]

(Last)        (First)        (Middle)

 

41 FARNSWORTH STREET

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

 

__ X __ Director                            _____ 10% Owner
_____ Officer (give title below)
         _____ Other (specify below)

(Street)

 

BOSTON, MA 02210       

 

(City)              (State)              (Zip)

5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

 

6. Individual or Joint/Group Filing (Check Applicable Line)

 

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned

1.Title of Security
(Instr. 4)

2. Amount of Securities Beneficially Owned
(Instr. 4)

3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)

4. Nature of Indirect Beneficial Ownership
(Instr. 5)

Common Stock  

15000  

D  


 


Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)

1. Title of Derivate Security
(Instr. 4)

2. Date Exercisable and Expiration Date
(MM/DD/YYYY)

3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)

4. Conversion or Exercise Price of Derivative Security

5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)

6. Nature of Indirect Beneficial Ownership
(Instr. 5)


Date Exercisable

Expiration Date

Title

Amount or Number of Shares




 

Explanation of Responses:

 

Reporting Owners

Reporting Owner Name / Address

Relationships


Director

10% Owner

Officer

Other

LAVIZZO-MOUREY RISA J
41 FARNSWORTH STREET
BOSTON, MA 02210

X




 

Signatures


Brian Sandstrom on behalf of Risa Lavizzo-Mourey


5/4/2017

** Signature of Reporting Person


Date

 

 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

*

If the form is filed by more than one reporting person, see Instruction 5(b)(v).

**

Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note:

File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

Limited Power of Attorney for Section 16 Reporting Obligations.

I, Risa Lavizzo-Mourey, hereby appoint General Electric Company

(GE) to assist me in the preparation and filing of Section 16

reports, and execute the below Power of Attorney for this

purpose.

Upon my election as a director of GE and, until further written

notice, I hereby individually authorize Christoph Pereira (GE's

Vice President, Chief Corporate, Securities and Finance

Counsel), Aaron K. Briggs (GE's Executive Corporate, Securities

and Finance Counsel) and Brian Sandstrom (GE's Executive

Corporate, Securities and Finance Counsel) to sign on my behalf

any Form 3, Form 4, Form 5, Form 144 or related form that I have

filed or may file hereafter in connection with my direct or

indirect beneficial ownership of GE securities, and to take any

other action of any type whatsoever in connection with the

foregoing that in his opinion may be for the benefit of, in the

best interest of, or legally required by  me.

Signed: Risa Lavizzo-Mourey

Date: 11/1/2016


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