FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL |
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person *
LAVIZZO-MOUREY RISA J |
2. Date of Event Requiring Statement (MM/DD/YYYY) 4/26/2017
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3. Issuer Name and Ticker or Trading Symbol
GENERAL ELECTRIC CO [GE] |
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(Last) (First) (Middle)
41 FARNSWORTH STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__ X __ Director _____ 10% Owner |
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(Street)
BOSTON, MA 02210
(City) (State) (Zip) |
5. If Amendment, Date Original Filed (MM/DD/YYYY)
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6. Individual or Joint/Group Filing (Check Applicable Line)
_ X _ Form filed by One Reporting Person |
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1.Title of Security |
2. Amount of Securities Beneficially Owned |
3. Ownership Form: Direct (D) or Indirect (I) |
4. Nature of Indirect Beneficial Ownership |
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Common Stock |
15000 |
D |
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1. Title of Derivate Security |
2. Date Exercisable and Expiration Date |
3. Title and Amount of Securities Underlying Derivative Security |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) |
6. Nature of Indirect Beneficial Ownership |
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Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
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Explanation of Responses: |
Reporting Owners |
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Reporting Owner Name / Address |
Relationships |
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Director |
10% Owner |
Officer |
Other |
LAVIZZO-MOUREY RISA J |
X |
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Signatures |
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Brian Sandstrom on behalf of Risa Lavizzo-Mourey |
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5/4/2017 |
** Signature of Reporting Person |
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
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* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Limited Power of Attorney for Section 16 Reporting Obligations.
I, Risa Lavizzo-Mourey, hereby appoint General Electric Company
(GE) to assist me in the preparation and filing of Section 16
reports, and execute the below Power of Attorney for this
purpose.
Upon my election as a director of GE and, until further written
notice, I hereby individually authorize Christoph Pereira (GE's
Vice President, Chief Corporate, Securities and Finance
Counsel), Aaron K. Briggs (GE's Executive Corporate, Securities
and Finance Counsel) and Brian Sandstrom (GE's Executive
Corporate, Securities and Finance Counsel) to sign on my behalf
any Form 3, Form 4, Form 5, Form 144 or related form that I have
filed or may file hereafter in connection with my direct or
indirect beneficial ownership of GE securities, and to take any
other action of any type whatsoever in connection with the
foregoing that in his opinion may be for the benefit of, in the
best interest of, or legally required by me.
Signed: Risa Lavizzo-Mourey
Date: 11/1/2016