Director/PDMR Shareholding
General Electric Company
22 February 2007
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
Washington, D.C. 20549 OMB Number: 3235-0104
Expires: January 31, 2008
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Estimated average
Filed pursuant to Section 16(a) of the Securities Exchange Act of burden
1934, Section 17(a) of the Public Utility Holding Company Act of 1935 hours per 0.5
or Section 30(h) of the Investment Company Act of 1940 response
1. Name and Address of Reporting 2. Date of Event 3. Issuer Name and Ticker or Trading Symbol
Person* Requiring GENERAL ELECTRIC CO ( GE )
Zucker Jeffrey A Statement (Month/
---------------------------------- Day/Year)
(Last) (First) (Middle) 02/09/2007
GENERAL ELECTRIC COMPANY 4. Relationship of Reporting Person 5. If Amendment, Date of
3135 EASTON TURNPIKE (s) to Issuer Original Filed (Month/Day/
---------------------------------- (Check all applicable) Year)
(Street) Director 10% Owner 6. Individual or Joint/Group
FAIRFIELD CT 06828 X Officer Other Filing (Check Applicable
---------------------------------- (give title (specify Line)
(City) (State) (Zip) below) below) X Form filed by One
President & CEO, NBC Universal Reporting Person
Form filed by More than
One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of 3. Ownership 4. Nature of Indirect
Securities Form: Direct Beneficial Ownership (Instr.
Beneficially Owned (D) or 5)
(Instr. 4) Indirect (I)
(Instr. 5)
Common Stock 106,803 D
Common Stock 29,306 I by 401(k)
Common Stock 40 I by family
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security 2. Date Exercisable 3. Title and Amount of 4. 5. 6. Nature of
(Instr. 4) and Expiration Date Securities Underlying Conversion Ownership Indirect
(Month/Day/Year) Derivative Security (Instr. 4) or Form: Beneficial
Exercise Direct Ownership
Price of (D) or (Instr. 5)
Date Expiration Title Amount Derivative Indirect
Exercisable Date or Security (I)
Number (Instr.
of 5)
Shares
Phantom Stock Units ( 1 ) ( 1 ) Common Stock 11,339 ( 2 ) D
Restricted Stock Units ( 3 ) ( 3 ) Common Stock 18,750 ( 2 ) D
Restricted Stock Units ( 4 ) ( 4 ) Common Stock 48,669 ( 2 ) D
Restricted Stock Units ( 5 ) ( 5 ) Common Stock 237,500 ( 2 ) D
Employee Stock Options 09/12/2000 09/12/2007 Common Stock 22,500 22.08 D
(right to buy) ( 6 )
Employee Stock Options 09/11/2001 09/11/2008 Common Stock 22,500 26.42 D
(right to buy) ( 6 )
Employee Stock Options 09/10/2002 09/10/2009 Common Stock 30,000 39.73 D
(right to buy) ( 6 )
Employee Stock Options 09/22/2003 09/22/2010 Common Stock 5,000 57.31 D
(right to buy) ( 6 )
Employee Stock Options 09/22/2003 09/22/2010 Common Stock 20,000 57.31 D
(right to buy) ( 6 )
Employee Stock Options 12/14/2003 12/14/2010 Common Stock 30,000 51.44 D
(right to buy) ( 6 )
Employee Stock Options 07/26/2004 07/26/2011 Common Stock 40,000 43.75 D
(right to buy) ( 6 )
Employee Stock Options 09/26/2004 09/26/2011 Common Stock 20,000 35.48 D
(right to buy) ( 6 )
Employee Stock Options 09/13/2005 09/13/2012 Common Stock 60,000 27.05 D
(right to buy) ( 7 )
Employee Stock Options 09/12/2006 09/12/2013 Common Stock 48,000 31.53 D
(right to buy) ( 7 )
Employee Stock Options 09/17/2007 09/17/2014 Common Stock 60,000 34.22 D
(right to buy) ( 7 )
Employee Stock Options 09/16/2008 09/16/2015 Common Stock 60,000 34.47 D
(right to buy) ( 7 )
Employee Stock Options 09/08/2009 09/08/2016 Common Stock 50,000 34.01 D
(right to buy) ( 7 )
Explanation of Responses:
1. Reallocable to other investment media. Payable after termination of employment.
2. 1-for-1
3. 25,000 units granted 09/10/01; Vesting schedule :25% on third anniversary; 25% on seventh anniversary; 50% upon
retirement.
4. 10,667 units granted 09/12/03; 13,334 units granted 09/17/04; 13,334 units granted 09/16/05; 16,667 units granted on
09/08/06. Vesting schedule : 50% on third anniversary; 50% on fifth anniversary.
5. 50,000 units granted 09/13/02; 150,000 units granted 12/11/03; 50,000 units granted 2/08/07. Vesting schedule : 25%
on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary; 25% upon retirement.
6. The options become exercisable in two equal installments of 50% each, with 50% on the 'Date Exercisable' shown to
the right, and another 50% two years thereafter.
7. The options become exercisable in five equal installments of 20% each beginning on the 'Date Exercisable' shown to
the right, and another 20% each year thereafter.
Remarks:
Eliza W. Fraser on 02/20/2007
behalf of Jeffrey Zucker
** Signature of Date
Reporting Person
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15
U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6
for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form
displays a currently valid OMB Number.
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