Glencore plc
Baar, Switzerland
21st September 2015
TR-1: Notification of Major Interest in Shares
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Glencore PLC |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the notification obligation: iii |
Harris Associates L.P. |
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4. Full name of shareholder(s) |
BNY Mellon Brown Brothers Harriman JPMorgan Chase National Australia Bank Northern Trust Company Pershing LLC State Street Bank U.S. Trust Wells Fargo |
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5. Date of the transaction and date on |
16 September 2015 |
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6. Date on which issuer notified: |
18 September 2015 |
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7. Threshold(s) that is/are crossed or |
5% |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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JE00B4T3BW64 Common Stock |
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737,513,291 |
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737,513,291 |
N/A |
5.12% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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737,513,291 |
5.12% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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BNY Mellon Brown Brothers Harriman JPMorgan Chase National Australia Bank Northern Trust Company Pershing LLC State Street Bank U.S. Trust Wells Fargo |
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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14. Contact name: |
Kim Colwell |
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15. Contact telephone number: |
312-646-3489 |
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For further information please contact:
Investors |
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Paul Smith |
t: +41 41 709 24 87 |
m: +41 79 947 13 48 |
paul.smith@glencore.com |
Martin Fewings |
t: +41 41 709 28 80 |
m: +41 79 737 56 42 |
martin.fewings@glencore.com |
Elisa Morniroli |
t: +41 41 709 28 18 |
m: +41 79 833 05 08 |
elisa.morniroli@glencore.com |
Media |
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Charles Watenphul |
t: +41 41 709 24 62 |
m: +41 79 904 33 20 |
charles.watenphul@glencore.com |
Pam Bell |
t: +44 20 7412 3471 |
m: +44 77 9962 6715 |
pam.bell@glencore.co.uk |
Company secretarial: |
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John Burton |
t: +41 41 709 2619 |
m: +41 79 944 5434 |
john.burton@glencore.com |
Nicola Barrett |
t: +41 41 709 2755 |
m: +41 79 735 3916 |
nicola.barrett@glencore.com |
www.youtube.com/glencorevideos
Glencore is one of the world's largest global diversified natural resource companies and a major producer and marketer of more than 90 commodities. The Group's operations comprise of over 150 mining and metallurgical sites, oil production assets and agricultural facilities.
With a strong footprint in both established and emerging regions for natural resources, Glencore's industrial and marketing activities are supported by a global network of more than 90 offices located in over 50 countries.
Glencore's customers are industrial consumers, such as those in the automotive, steel, power generation, oil and food processing. We also provide financing, logistics and other services to producers and consumers of commodities. Glencore's companies employ around 181,000 people, including contractors.
Glencore is proud to be a member of the Voluntary Principles on Security and Human Rights and the International Council on Mining and Metals. We are an active participant in the Extractive Industries Transparency Initiative.