Holding(s) in Company

Capricorn Energy PLC

05 September 2023

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BQ98V038

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name	City of registered office	Country of registered office
Goldman Sachs International	London	United Kingdom

5. Date on which the threshold was crossed or reached

31-Aug-2023

6. Date on which Issuer notified

04-Sep-2023

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	5.895267	6.385770	12.281037	17541847
Position of previous notification (if applicable)	2.578430	7.878833	10.457263

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BQ98V038		8420615		5.895267
Sub Total 8.A	8420615		5.895267%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Securities Lending	Open		8210283	5.748014
Sub Total 8.B1			8210283	5.748014%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swap	21-Jun-2033		Cash	328729	0.230143
Swap	21-Jul-2033		Cash	323088	0.226194
Swap	20-Jun-2033		Cash	85243	0.059679
Swap	13-Jan-2033		Cash	40018	0.028016
Swap	21-Jun-2033		Cash	33919	0.023747
Swap	30-Jun-2031		Cash	28084	0.019661
Swap	11-Aug-2033		Cash	22282	0.015600
Swap	19-Dec-2025		Cash	20513	0.014361
Swap	21-Jun-2033		Cash	11362	0.007954
Swap	26-Jul-2033		Cash	10094	0.007067
Swap	20-Jun-2033		Cash	3726	0.002609
Swap	15-Jun-2033		Cash	1680	0.001176
Swap	04-Jan-2033		Cash	1198	0.000839
Swap	30-Aug-2033		Cash	1013	0.000710
Sub Total 8.B2				910949	0.637756%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs (UK) L.L.C.	5.895267	6.261275	12.156542%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs Group UK Limited	5.895267	6.261275	12.156542%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs International	5.895267	6.261275	12.156542%
The Goldman Sachs Group, Inc. (Chain 2)
The Goldman Sachs Group, Inc. (Chain 2)	Goldman Sachs Bank USA
The Goldman Sachs Group, Inc. (Chain 2)	Goldman Sachs Bank Europe SE

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error.

General email contact:
[e-mail]

12. Date of Completion

04-Sep-2023

13. Place Of Completion

London

 

END