Holding(s) in Company

Capricorn Energy PLC

31 October 2023

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BRJ7R218

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name	City of registered office	Country of registered office
Goldman Sachs International	London	United Kingdom

5. Date on which the threshold was crossed or reached

27-Oct-2023

6. Date on which Issuer notified

31-Oct-2023

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	3.214725	10.973959	14.188684	13412665
Position of previous notification (if applicable)	2.104975	10.932107	13.037082

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BRJ7R218		3038902		3.214725
Sub Total 8.A	3038902		3.214725%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Securities Lending	Open		9690631	10.251305
Sub Total 8.B1			9690631	10.251305%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swap	21-Jun-2033		Cash	291211	0.308059
Swap	21-Jul-2033		Cash	215393	0.227855
Swap	20-Jun-2033		Cash	70189	0.074250
Swap	21-Jun-2033		Cash	28398	0.030041
Swap	07-Mar-2029		Cash	25673	0.027158
Swap	30-Jun-2031		Cash	16757	0.017727
Swap	13-Jan-2033		Cash	11909	0.012598
Swap	21-Jun-2033		Cash	8841	0.009353
Swap	26-Jul-2033		Cash	7829	0.008281
Swap	20-Jun-2033		Cash	3215	0.003401
Swap	26-Oct-2026		Cash	1625	0.001719
Swap	17-Oct-2033		Cash	1317	0.001393
Swap	04-Jan-2033		Cash	775	0.000819
Sub Total 8.B2				683132	0.722654%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs (UK) L.L.C.	3.213915	10.973961	14.187876%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs Group UK Limited	3.213915	10.973961	14.187876%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs International	3.213915	10.973961	14.187876%
The Goldman Sachs Group, Inc. (Chain 2)
The Goldman Sachs Group, Inc. (Chain 2)	Goldman Sachs & Co. LLC

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error. General email contact: [e-mail]

12. Date of Completion

31-Oct-2023

13. Place Of Completion

Paris

 

END