Holding(s) in Company

Capricorn Energy PLC

09 January 2024

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BRJ7R218

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name	City of registered office	Country of registered office
Goldman Sachs & Co. LLC	New York	United States of America
Goldman Sachs International	London	United Kingdom

5. Date on which the threshold was crossed or reached

05-Jan-2024

6. Date on which Issuer notified

09-Jan-2024

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	4.536035	13.050641	17.586676	16481481
Position of previous notification (if applicable)	9.585668	7.988975	17.574643

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BRJ7R218		4250978		4.536035
Sub Total 8.A	4250978		4.536035%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Securities Lending	Open		8630247	9.208963
Sub Total 8.B1			8630247	9.208963%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swap	11-Mar-2024		Cash	2897357	3.091644
Swap	21-Jun-2033		Cash	263961	0.281661
Swap	15-Dec-2033		Cash	239151	0.255188
Swap	20-Jun-2033		Cash	67104	0.071604
Swap	26-Oct-2026		Cash	31376	0.033480
Swap	07-Mar-2029		Cash	29885	0.031889
Swap	13-Jan-2033		Cash	29239	0.031200
Swap	21-Jun-2033		Cash	27061	0.028875
Swap	21-Jun-2033		Cash	8526	0.009098
Swap	08-Dec-2033		Cash	3639	0.003883
Swap	20-Jun-2033		Cash	2957	0.003156
Sub Total 8.B2				3600256	3.841678%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs (UK) L.L.C.	4.535766	9.958997	14.494763%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs Group UK Limited	4.535766	9.958997	14.494763%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs International	4.535766	9.958997	14.494763%
The Goldman Sachs Group, Inc. (Chain 2)
The Goldman Sachs Group, Inc. (Chain 2)	Goldman Sachs & Co. LLC	0.000269	3.091644	3.091913%

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error. General email contact: [e-mail]

12. Date of Completion

09-Jan-2024

13. Place Of Completion

Warsaw

 

END