Holding(s) in Company

Capricorn Energy PLC

06 March 2024

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BRJ7R218

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name	City of registered office	Country of registered office
Goldman Sachs International	London	United Kingdom

5. Date on which the threshold was crossed or reached

04-Mar-2024

6. Date on which Issuer notified

06-Mar-2024

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	11.376366	3.602450	14.978816	13830829
Position of previous notification (if applicable)	11.530178	3.509311	15.039489

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BRJ7R218		10504473		11.376366
Sub Total 8.A	10504473		11.376366%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Securities Lending	Open		2230719	2.415873
Sub Total 8.B1			2230719	2.415873%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swap	20-Feb-2034		Cash	294989	0.319474
Swap	21-Jun-2033		Cash	267197	0.289375
Swap	09-Jan-2034		Cash	249612	0.270330
Swap	26-Oct-2026		Cash	78462	0.084974
Swap	20-Jun-2033		Cash	77905	0.084371
Swap	07-Mar-2029		Cash	65736	0.071192
Swap	21-Jun-2033		Cash	26191	0.028364
Swap	13-Jan-2033		Cash	11693	0.012664
Swap	06-Mar-2034		Cash	9887	0.010708
Swap	21-Jun-2033		Cash	8080	0.008751
Swap	27-Feb-2034		Cash	3000	0.003249
Swap	20-Jun-2033		Cash	2885	0.003125
Sub Total 8.B2				1095637	1.186577%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs (UK) L.L.C.	11.320366	3.602199	14.922565%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs Group UK Limited	11.320366	3.602199	14.922565%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs International	11.320366	3.602199	14.922565%
The Goldman Sachs Group, Inc. (Chain 2)
The Goldman Sachs Group, Inc. (Chain 2)	Goldman Sachs Bank USA
The Goldman Sachs Group, Inc. (Chain 2)	Goldman Sachs Bank Europe SE
The Goldman Sachs Group, Inc. (Chain 3)
The Goldman Sachs Group, Inc. (Chain 3)	Goldman Sachs & Co. LLC

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error. General email contact: [e-mail]

12. Date of Completion

06-Mar-2024

13. Place Of Completion

Warsaw

 

END