Granite - 3LAZ and 3LDO - Reverse Split - 20NOV23

GraniteShares Financial PLC

03 November 2023

 

03 November 2023

LEI: 635400MFOIY6BX1JUC92

Current ISIN: XS2066793287

New ISIN: XS2712624779

London Stock Exchange TDIM: 3LAZ

GRANITESHARES FINANCIAL PLC (the "Issuer")

GRANITESHARES 3x LONG ASTRAZENECA DAILY ETP SECURITIES (the "ETP Securities")

NOTICE OF CONDOLIDATION OF SECURITIES

THIS DOCUMENT IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION. If you are in any doubt about what action you should take, you are recommended to consult your independent financial adviser.

NOTICE is hereby given by the Issuer to the holders of the ETP Securities pursuant to Condition 20(b) (Notices) that, in accordance with Condition 19 (Consolidation and Division of ETP Securities), the Issuer is planning to consolidate all of the ETP Securities into ETP Securities with a proportionally larger Minimum Redemption Amount and Value per ETP Security. Such consolidation will be affected by way of Supplemental Trust Deed dated on or about 21 November 2023 between, inter alios, the Issuer and the Trustee.

ETP Securities	GraniteShares 3x long AstraZeneca Daily ETP Securities
Record Date	17 November 2023
First trading date of the consolidated Securities	20 November 2023
Details of consolidation	Each 5 ETP Securities held by a Securityholder will be consolidated into 1 ETP Securities.
New ISIN	The consolidation will result in change of ISIN from XS2066793287 to XS2712624779
New SEDOLs	The consolidation will result in change of SEDOLs: GBX trading line (3LAZ): the SEDOL will change from BHR4746 to BNV0BR3

The Record Date is the last day of trading before the consolidation. Trading of the consolidated securities of each class will commence on Monday 20 November 2023.

Pursuant to Condition 19 of the ETP Securities, whenever as a result of consolidation of ETP Securities, a Securityholder would become entitled to a fraction of an ETP Security, the Issuer will redeem such fractional ETP Security. Each fractional ETP Security shall become due and payable at the greater of the Value per ETP as determined on the Record Date and the Minimum Redemption Amount.

Capitalised terms not defined herein shall have the meaning given to them in the Issue Deed relating to the ETP Securities.

This Notice is given by the Issuer.

GRANITESHARES FINANCIAL PLC

By:   ___/s/ Aileen Mannion _________

Name:   Aileen Mannion

Title:      Director

3^rd Floor, Kilmore House

Park Lane, Spencer Dock

Dublin 1

Ireland

03 November 2023

LEI: 635400MFOIY6BX1JUC92

Current ISIN: XS2066793790

New ISIN: XS2712623888

London Stock Exchange TDIM: 3LDO

GRANITESHARES FINANCIAL PLC (the "Issuer")

GRANITESHARES 3x LONG DIAGEO DAILY ETP SECURITIES (the "ETP Securities")

NOTICE OF CONDOLIDATION OF SECURITIES

THIS DOCUMENT IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION. If you are in any doubt about what action you should take, you are recommended to consult your independent financial adviser.

NOTICE is hereby given by the Issuer to the holders of the ETP Securities pursuant to Condition 20(b) (Notices) that, in accordance with Condition 19 (Consolidation and Division of ETP Securities), the Issuer is planning to consolidate all of the ETP Securities into ETP Securities with a proportionally larger Minimum Redemption Amount and Value per ETP Security. Such consolidation will be affected by way of Supplemental Trust Deed dated on or about 21 November 2023 between, inter alios, the Issuer and the Trustee.

ETP Securities	GraniteShares 3x long Diageo Daily ETP Securities
Record Date	17 November 2023
First trading date of the consolidated Securities	20 November 2023
Details of consolidation	Each 10 ETP Securities held by a Securityholder will be consolidated into 1 ETP Securities.
New ISIN	The consolidation will result in change of ISIN from XS2066793790 to XS2712623888
New SEDOLs	The consolidation will result in change of SEDOLs: GBX trading line (3LDO): the SEDOL will change from BHR4768 to BNV0BN9

The Record Date is the last day of trading before the consolidation. Trading of the consolidated securities of each class will commence on Monday 20 November 2023.

Pursuant to Condition 19 of the ETP Securities, whenever as a result of consolidation of ETP Securities, a Securityholder would become entitled to a fraction of an ETP Security, the Issuer will redeem such fractional ETP Security. Each fractional ETP Security shall become due and payable at the greater of the Value per ETP as determined on the Record Date and the Minimum Redemption Amount.

Capitalised terms not defined herein shall have the meaning given to them in the Issue Deed relating to the ETP Securities.

This Notice is given by the Issuer.

GRANITESHARES FINANCIAL PLC

By:   ___/s/ Aileen Mannion _________

Name:   Aileen Mannion

Title:      Director

3^rd Floor, Kilmore House

Park Lane, Spencer Dock

Dublin 1

Ireland

 

END