Holding(s) in Company

RNS Number : 8298H

Gresham House Energy Storage Fund

07 December 2020

 

TR-1: S tandard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :			Gresham House Energy Storage Fund PLC
1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights						X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights						X
Other (please specify)iii: Issuer placed a further 114,285,714 ordinary Shares						X
3. Details of person subject to the notification obligation iv
Name			Gresham House Plc
City and country of registered office (if applicable)			London, United Kingdom
4. Full name of shareholder(s) (if different from 3.) v
Name			Gresham House Plc, Gresham House (Nominees) Limited, and LF Gresham House UK Multi Cap Income Fund
City and country of registered office (if applicable)			London, United Kingdom
5. Date on which the threshold was crossed or reached vi :			27 November 2020
6. Date on which issuer notified (DD/MM/YYYY):			7 December 2020
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuer vii
Resulting situation on the date on which threshold was crossed or reached	8.76%			8.76%	348,556,364
Position of previous notification (if applicable)	12.23%			12.23%

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)		Number of voting rights ix					% of voting rights
		Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)			Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00BFX3K770		30,528,218		-			8.76%		-
SUBTOTAL 8. A		30,528,218					8.76%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument		Expiration date x	Exercise/ Conversion Period xi			Number of voting rights that may be acquired if the instrument is exercised/converted.			% of voting rights
NA
			SUBTOTAL 8. B 1			NA
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration date x		Exercise/ Conversion Period xi		Physical or cash settlement xii			Number of voting rights	% of voting rights
NA
					SUBTOTAL 8.B.2			NA

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv (please add additional rows as necessary)				X
Name xv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Gresham House Plc	1.44%		1.44%
Gresham House Holdings Limited	-		-
Gresham House (Nominees) Limited	6.70%		6.70%
LF Gresham House UK Multi Cap Income Fund	0.62%		0.62%
10. In case of proxy voting, please identify:
Name of the proxy holder		NA
The number and % of voting rights held		NA
The date until which the voting rights will be held		NA
11. Additional information xvi
Gresham House (Nominees) Limited is wholly owned subsidiary of Gresham House Holdings Limited, which is, in turn a wholly-owned subsidiary of Gresham House plc.  Gresham House (Nominees) Limited acts as a bare trustee on behalf of Gresham House BSI Infrastructure LP and North West BSI LP.  LF Gresham House UK Multi Cap Income Fund is managed by Gresham House Asset Management Limited, which is controlled by Gresham House Holdings Limited.

Place of completion	London
Date of completion	7 December 2020

 

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