Holding(s) in Company

RNS Number : 3111G

Griffin Mining Ld

04 August 2016

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii				Griffin Mining Limited
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights					X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the notification obligation: iii		Overbrook Management Corporation
4. Full name of shareholder(s)  (if different from 3.):iv		Andrew J Goffe Overbrook Select Master Fund Overbrook Opportunity Fund I LP Overbrook Opportunity Fund II LP
5. Date of the transaction and date on which the threshold is crossed or reached: v		3 August 2016
6. Date on which issuer notified:		4 August 2016
7. Threshold(s) that is/are crossed or reached: vi, vii		From below 5% to above 5%

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of shares if possible using the ISIN CODE

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of Shares

Number of Voting Rights

Number of shares

Number of voting rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

Ordinary Shares

8,936,137

8,936,137

9,186,137

9,186,137

5.13%

BMG319201049

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Expiration date xiii

Exercise/ Conversion Period xiv

Number of voting rights that may be acquired if the instrument is exercised/ converted.

% of voting rights

-

-

-

-

-

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial instrument

Exercise price

Expiration date xvii

Exercise/ Conversion period xviii

Number of voting rights instrument refers to

% of voting rights xix, xx

-

-

-

-

-

Nominal

Delta

-

-

Total (A+B+C)

Number of voting rights

Percentage of voting rights

9,186,137

5.13%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Andrew Goffe is the majority shareholder of Overbrook Management Corporation and each of the other shareholders listed in Section 4 is an investment vehicle which is managed by Overbrook Management Corporation. As an SEC Registered Investment Advisor, Overbrook Management Corporation is consequently subject to the shareholder disclosure thresholds prescribed by DTR 5.1.5.
Proxy Voting:
10. Name of the proxy holder:		N/A
11. Number of voting rights proxy holder will cease to hold:		N/A
12. Date on which proxy holder will cease to hold voting rights:		N/A
13. Additional information:	None.
14. Contact name:	Lloyd Moskowitz
15. Contact telephone number:	[phone]

Note: Annex should only be submitted to the FCA not the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to the notification obligation
Full name (including legal form of legal entities)	N/A
Contact address (registered office for legal entities)	N/A
Phone number & email	N/A
Other useful information (at least legal representative for legal persons)	N/A
B: Identity of the notifier, if applicable
Full name	N/A
Contact address	N/A
Phone number & email	N/A
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation)	N/A
C: Additional information
N/A
For notes on how to complete form TR-1 please see the FCA website.

 

END

 

 

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