Blocklisting Interim Review

RNS Number : 2165T

GlaxoSmithKline PLC

15 November 2013

 



BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris.

Date: 15 November 2013

Name of applicant:		GlaxoSmithKline plc
Name of scheme:		GlaxoSmithKline Share Option Plan - Ordinary Shares
Period of return:	From:	14 May 2013	To:	31 October 2013
Balance of unallotted securities under scheme(s) from previous return:		8,422,343
Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):		10,000,000
Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):		8,664,315
Equals:  Balance under scheme(s) not yet issued/allotted at end of period:		9,758,028

Name of contact:	Sonja Arsenić
Telephone number of contact:	020 8047 5000

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris.

Date: 15 November 2013

Name of applicant:		GlaxoSmithKline plc
Name of scheme:		GlaxoSmithKline Share Option Plan - ADS
Period of return:	From:	14 May 2013	To:	31 October 2013
Balance of unallotted securities under scheme(s) from previous return:		8,660,524
Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):		10,000,000
Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):		9,784,992
Equals:  Balance under scheme(s) not yet issued/allotted at end of period:		8,875,532

Name of contact:	Sonja Arsenić
Telephone number of contact:	020 8047 5000

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris.

Date: 15 November 2013

Name of applicant:		GlaxoSmithKline plc
Name of scheme:		Glaxo Wellcome UK Share Option Scheme
Period of return:	From:	14 May 2013	To:	31 October 2013
Balance of unallotted securities under scheme(s) from previous return:		5,119,750
Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):		0
Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):		0
Equals:  Balance under scheme(s) not yet issued/allotted at end of period:		5,119,750

Name of contact:	Sonja Arsenić
Telephone number of contact:	020 8047 5000

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris.

Date: 15 November 2013

Name of applicant:		GlaxoSmithKline plc
Name of scheme:		Glaxo Wellcome International Share Option Scheme
Period of return:	From:	14 May 2013	To:	31 October 2013
Balance of unallotted securities under scheme(s) from previous return:		13,267,156
Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):		0
Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):		0
Equals:  Balance under scheme(s) not yet issued/allotted at end of period:		13,267,156

Name of contact:	Sonja Arsenić
Telephone number of contact:	020 8047 5000

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris.

Date: 15 November 2013

Name of applicant:		GlaxoSmithKline plc
Name of scheme:		Glaxo Wellcome 1999 Share Option Plan
Period of return:	From:	14 May 2013	To:	31 October 2013
Balance of unallotted securities under scheme(s) from previous return:		1,040,000
Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):		0
Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):		0
Equals:  Balance under scheme(s) not yet issued/allotted at end of period:		1,040,000

Name of contact:	Sonja Arsenić
Telephone number of contact:	020 8047 5000

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris.

Date: 15 November 2013

Name of applicant:		GlaxoSmithKline plc
Name of scheme:		SmithKline Beecham 1989 Executive Share Option Plan - Approved - Ordinary Shares
Period of return:	From:	14 May 2013	To:	31 October 2013
Balance of unallotted securities under scheme(s) from previous return:		163,606
Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):		0
Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):		0
Equals:  Balance under scheme(s) not yet issued/allotted at end of period:		163,606

Name of contact:	Sonja Arsenić
Telephone number of contact:	020 8047 5000

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris.

Date: 15 November 2013

Name of applicant:		GlaxoSmithKline plc
Name of scheme:		SmithKline Beecham 1989 Executive Share Option Plan - Unapproved - ADS
Period of return:	From:	14 May 2013	To:	31 October 2013
Balance of unallotted securities under scheme(s) from previous return:		275,420
Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):		0
Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):		0
Equals:  Balance under scheme(s) not yet issued/allotted at end of period:		275,420

Name of contact:	Sonja Arsenić
Telephone number of contact:	020 8047 5000

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris.

Date: 15 November 2013

Name of applicant:		GlaxoSmithKline plc
Name of scheme:		SmithKline Beecham 1989 Executive Share Option Plan - Unapproved - Ordinary
Period of return:	From:	14 May 2013	To:	31 October 2013
Balance of unallotted securities under scheme(s) from previous return:		100,000
Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):		0
Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):		0
Equals:  Balance under scheme(s) not yet issued/allotted at end of period:		100,000

Name of contact:	Sonja Arsenić
Telephone number of contact:	020 8047 5000

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris.

Date: 15 November 2013

Name of applicant:		GlaxoSmithKline plc
Name of scheme:		GlaxoSmithKline Savings Related Share Option Scheme
Period of return:	From:	14 May 2013	To:	31 October 2013
Balance of unallotted securities under scheme(s) from previous return:		2,812,719*
Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):		0
Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):		70,093
Equals:  Balance under scheme(s) not yet issued/allotted at end of period:		2,742,626

Name of contact:	Sonja Arsenić
Telephone number of contact:	020 8047 5000

*The difference between the opening balance of this return and the closing balance under the return for period 1 November 2012 - 31 May 2013 of 289 shares is due to administrative error in the previous period's return.

 

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris.

Date: 15 November 2013

Name of applicant:		GlaxoSmithKline plc
Name of scheme:		GlaxoSmithKline plc Sharesave plan 2012
Period of return:	From:	14 May 2013	To:	31 October 2013
Balance of unallotted securities under scheme(s) from previous return:		4,707*
Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):		10,000
Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):		5,023
Equals:  Balance under scheme(s) not yet issued/allotted at end of period:		9,684

Name of contact:	Sonja Arsenić
Telephone number of contact:	020 8047 5000

*The difference between the opening balance of this return and the closing balance under the return for period 1 November 2012 - 31 May 2013 of 289 shares is due to administrative error in the previous period's return.

 

END

 

 

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