Director/PDMR Shareholding

Haleon PLC

05 March 2024

 

​HALEON PLC 

​("Haleon" or "the Company")  

​Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them 

​5 March 2024: Notification and Public Disclosure in accordance with the requirements of the UK Market Abuse Regulation of Transactions by Persons Discharging Managerial Responsibilities ("PDMRs").

This notification sets out the vesting details of awards over ordinary shares and American Depositary Shares ("ADSs") made to PDMRs in October 2022 and March 2023 under the Haleon Share Value Plan ("SVP") and Performance Share Plan ("PSP") respectively and the subsequent sale of ordinary shares and ADSs to meet tax liabilities. 

The Refill awards made under the Haleon SVP were subject to continued employment and the Refill awards made under the Haleon PSP were subject to continued employment and performance conditions over the performance period ended on 31 December 2023. Performance targets and levels of achievement will be disclosed in the 2023 Annual Report. The awards are subject to malus and clawback provisions.

The notifications that follow are for awards made to PDMRs and detail the conditional awards that vested, including dividends accrued (for awards under the PSP), on 1 March 2024.

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Brian McNamara
2	Reason for the notification
a)	Position/status	Chief Executive Officer - PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Haleon plc
b)	LEI	549300PSB3WWEODCUP19
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Haleon plc American Depositary Shares (ADS) US405552100
b)	Nature of the transaction	Acquisition of ADS in respect of the Performance Share Plan ("PSP") March 2023 Refill award.
c)	Price(s) and volume(s)	Price(s) Volume(s)  USD NIL 357,197.58
d)	Aggregated information - Aggregated volume - Price	N/A
e)	Date of the transaction	1 March 2024
f)	Place of the transaction	Outside a trading venue
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Haleon plc American Depositary Shares (ADS) US405552100
b)	Nature of the transaction	Sale of ADS resulting from the Performance Share Plan ("PSP") March 2023 Refill award vesting to cover tax liabilities.
c)	Price(s) and volume(s)	Price(s) Volume(s)  $8.4259 168,135.07
d)	Aggregated information - Aggregated volume - Price	N/A
e)	Date of the transaction	1 March 2024
f)	Place of the transaction	New York Stock Exchange (XYNS)

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Tobias Hestler
2	Reason for the notification
a)	Position/status	Chief Financial Officer - PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Haleon plc
b)	LEI	549300PSB3WWEODCUP19
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary Shares of £0.01 each
	Identification code	GB00BMX86B70
b)	Nature of the transaction	Acquisition of ordinary shares in respect of the Performance Share Plan ("PSP") March 2023 Refill award.
c)	Price(s) and volume(s)		Price(s) Volume(s)  GBP NIL 50,011.04
d)	Aggregated information	N/A
	- Aggregated volume
	- Price
e)	Date of the transaction	1 March 2024
f)	Place of the transaction	Outside a trading venue
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary Shares of £0.01 each GB00BMX86B70
b)	Nature of the transaction	Sale of ordinary shares resulting from the Performance Share Plan ("PSP") March 2023 Refill award vesting to cover tax liabilities.
c)	Price(s) and volume(s)	Price(s) Volume(s)  £3.293126 23,564.10
d)	Aggregated information - Aggregated volume - Price	N/A
e)	Date of the transaction	1 March 2024
f)	Place of the transaction	London Stock Exchange (XLON)

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Filippo Lanzi
2	Reason for the notification
a)	Position/status	President, EMEA and LATAM - PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Haleon plc
b)	LEI	549300PSB3WWEODCUP19
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary Shares of £0.01 each
	Identification code	GB00BMX86B70
b)	Nature of the transaction	1) Acquisition of ordinary shares in respect of the Performance Share Plan ("PSP") March 2023 Refill award. 2) Acquisition of ordinary shares in respect of the Share Value Plan ("SVP") October 2022 Refill award.
c)	Price(s) and volume(s)		Price(s) Volume(s)  1) GBP NIL 19,398.81 2) GBP NIL 24,228.00
d)	Aggregated information
	- Aggregated volume	43,626.81
	- Price	Nil
e)	Date of the transaction	1 March 2024
f)	Place of the transaction	Outside a trading venue
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary Shares of £0.01 each GB00BMX86B70
b)	Nature of the transaction	1) Sale of ordinary shares resulting from the Performance Share Plan ("PSP") March 2023 Refill award vesting to cover tax liabilities. 2) Sale of ordinary shares resulting from the Share Value Plan ("SVP") October 2022 Refill award vesting to cover tax liabilities.
c)	Price(s) and volume(s)	Price(s) Volume(s)  1) £3.293126 8,760.12 2) £3.293126 10,940.89
d)	Aggregated information - Aggregated volume - Price	19,701.02 £3.293126
e)	Date of the transaction	1 March 2024
f)	Place of the transaction	London Stock Exchange (XLON)

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Keith Choy
2	Reason for the notification
a)	Position/status	President, Asia Pacific - PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Haleon plc
b)	LEI	549300PSB3WWEODCUP19
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary Shares of £0.01 each
	Identification code	GB00BMX86B70
b)	Nature of the transaction	1) Acquisition of ordinary shares in respect of the Performance Share Plan ("PSP") March 2023 Refill award. 2) Acquisition of ordinary shares in respect of the Share Value Plan ("SVP") October 2022 Refill award.
c)	Price(s) and volume(s)		Price(s) Volume(s)  1) GBP NIL 19,398.81 2) GBP NIL 18,632.00
d)	Aggregated information
	- Aggregated volume	38,030.81
	- Price	Nil
e)	Date of the transaction	1 March 2024
f)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Tamara Rogers
2	Reason for the notification
a)	Position/status	Chief Marketing Officer - PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Haleon plc
b)	LEI	549300PSB3WWEODCUP19
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary Shares of £0.01 each
	Identification code	GB00BMX86B70
b)	Nature of the transaction	1) Acquisition of ordinary shares in respect of the Performance Share Plan ("PSP") March 2023 Refill award. 2) Acquisition of ordinary shares in respect of the Share Value Plan ("SVP") October 2022 Refill award.
c)	Price(s) and volume(s)		Price(s) Volume(s)  1) GBP NIL 26,600.04 2) GBP NIL 25,545.00
d)	Aggregated information
	- Aggregated volume	52,145.04
	- Price	Nil
e)	Date of the transaction	1 March 2024
f)	Place of the transaction	Outside a trading venue
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary Shares of £0.01 each GB00BMX86B70
b)	Nature of the transaction	1) Sale of ordinary shares resulting from the Performance Share Plan ("PSP") March 2023 Refill award vesting to cover tax liabilities. 2) Sale of ordinary shares resulting from the Share Value Plan ("SVP") October 2022 Refill award vesting to cover tax liabilities.
c)	Price(s) and volume(s)	Price(s) Volume(s)  1) £3.293126 12,545.93 2) £3.293126 12,048.32
d)	Aggregated information - Aggregated volume - Price	24,594.25 £3.293126
e)	Date of the transaction	1 March 2024
f)	Place of the transaction	London Stock Exchange (XLON)

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Franck Riot
2	Reason for the notification
a)	Position/status	Chief R&D Officer - PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Haleon plc
b)	LEI	549300PSB3WWEODCUP19
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary Shares of £0.01 each
	Identification code	GB00BMX86B70
b)	Nature of the transaction	1) Acquisition of ordinary shares in respect of the Performance Share Plan ("PSP") March 2023 Refill award. 2) Acquisition of ordinary shares in respect of the Share Value Plan ("SVP") October 2022 Refill award.
c)	Price(s) and volume(s)		Price(s) Volume(s)  1) GBP NIL 19,398.81 2) GBP NIL 18,632.00
d)	Aggregated information
	- Aggregated volume	38,030.81
	- Price	Nil
e)	Date of the transaction	1 March 2024
f)	Place of the transaction	Outside a trading venue
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary Shares of £0.01 each GB00BMX86B70
b)	Nature of the transaction	1) Sale of ordinary shares resulting from the Performance Share Plan ("PSP") March 2023 Refill award vesting to cover tax liabilities. 2) Sale of ordinary shares resulting from the Share Value Plan ("SVP") October 2022 Refill award vesting to cover tax liabilities.
c)	Price(s) and volume(s)	Price(s) Volume(s)  1) £3.293126 9,149.46 2) £3.293126 8,787.80
d)	Aggregated information - Aggregated volume - Price	17,937.26 £3.293126
e)	Date of the transaction	1 March 2024
f)	Place of the transaction	London Stock Exchange (XLON)

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Bjarne Tellmann
2	Reason for the notification
a)	Position/status	General Counsel - PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Haleon plc
b)	LEI	549300PSB3WWEODCUP19
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Haleon plc American Depositary Shares (ADS) US405552100
b)	Nature of the transaction	1) Acquisition of ADS in respect of the Performance Share Plan ("PSP") March 2023 Refill award. 2) Acquisition of ADS in respect of the Share Value Plan ("SVP") October 2022 Refill award.
c)	Price(s) and volume(s)	Price(s) Volume(s)  1) USD NIL 65,544.73 2) USD NIL 25,596.00
d)	Aggregated information - Aggregated volume - Price	91,140.73 Nil
e)	Date of the transaction	1 March 2024
f)	Place of the transaction	Outside a trading venue
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Haleon plc American Depositary Shares (ADS) US405552100
b)	Nature of the transaction	1) Sale of ADS resulting from the Performance Share Plan ("PSP") March 2023 Refill award vesting to cover tax liabilities. 2) Sale of ADS resulting from the Share Value Plan ("SVP") October 2022 Refill award vesting to cover tax liabilities.
c)	Price(s) and volume(s)	Price(s) Volume(s)  1) $8.4259 30,883.23 2) $8.4259 12,060.27
d)	Aggregated information - Aggregated volume - Price	42,943.50 $8.4259
e)	Date of the transaction	1 March 2024
f)	Place of the transaction	New York Stock Exchange (XYNS)

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Lisa Paley
2	Reason for the notification
a)	Position/status	President, North America - PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Haleon plc
b)	LEI	549300PSB3WWEODCUP19
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Haleon plc American Depositary Shares (ADS) US405552100
b)	Nature of the transaction	1) Acquisition of ADS in respect of the Performance Share Plan ("PSP") March 2023 Refill award. 2) Acquisition of ADS in respect of the Share Value Plan ("SVP") October 2022 Refill award.
c)	Price(s) and volume(s)	Price(s) Volume(s)  1) USD NIL 11,056.63 2) USD NIL 13,844.00
d)	Aggregated information - Aggregated volume - Price	24,900.63 Nil
e)	Date of the transaction	1 March 2024
f)	Place of the transaction	Outside a trading venue
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Haleon plc American Depositary Shares (ADS) US405552100
b)	Nature of the transaction	1) Sale of ADS resulting from the Performance Share Plan ("PSP") March 2023 Refill award vesting to cover tax liabilities. 2) Sale of ADS resulting from the Share Value Plan ("SVP") October 2022 Refill award vesting to cover tax liabilities.
c)	Price(s) and volume(s)	Price(s) Volume(s)  1) $8.4259 5,532.20 2) $8.4259 6,926.86
d)	Aggregated information - Aggregated volume - Price	12,459.06 $8.4259
e)	Date of the transaction	1 March 2024
f)	Place of the transaction	New York Stock Exchange (XYNS)

Amanda Mellor

Company Secretary

 

END