Holding(s) in Company

RNS Number : 2100Z
Hammerson PLC
13 December 2017
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

X

An event changing the breakdown of voting rights

Other (please specify)iii:


3. Details of person subject to the notification obligationiv

Name

JPMorgan Chase & Co.

City and country of registered office (if applicable)

Delaware, USA

4. Full name of shareholder(s) (if different from 3.)v

Name

J.P. Morgan Securities plc

J.P. Morgan Equities South Africa Proprietary Ltd

City and country of registered office (if applicable)

London, United Kingdom

5. Date on which the threshold was crossed or reachedvi:

06 December 2017

6. Date on which issuer notified (DD/MM/YYYY):

12 December 2017

7. Total positions of person(s) subject to the notification obligation


Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

Position of previous notification (if

applicable)


 



 

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

Indirect

Direct

Indirect











SUBTOTAL 8. A

10,401,809

1.31%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

Physically Settled Call or Put Option*

15/06/2020

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

22/06/2020

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

29/06/2020

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

06/07/2020

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

13/07/2020

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

20/07/2020

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

27/07/2020

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

03/08/2020

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

10/08/2020

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

17/08/2020

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

24/08/2020

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

31/08/2020

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

07/09/2020

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

14/09/2020

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

21/09/2020

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

28/09/2020

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

05/10/2020

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

12/10/2020

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

19/10/2020

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

26/10/2020

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

02/11/2020

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

09/11/2020

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

16/11/2020

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

23/11/2020

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

30/11/2020

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

07/12/2020

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

14/12/2020

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

21/12/2020

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

28/12/2020

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

04/01/2021

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

11/01/2021

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

18/01/2021

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

25/01/2021

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

01/02/2021

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

08/02/2021

Call: 7.864, Put: 5.243

Physically Settled Call or Put Option*

15/01/2019

Call: 7.479, Put: 4.986

Physically Settled Call or Put Option*

22/01/2019

Call: 7.479, Put: 4.986

Physically Settled Call or Put Option*

29/01/2019

Call: 7.479, Put: 4.986

Physically Settled Call or Put Option*

05/02/2019

Call: 7.479, Put: 4.986

Physically Settled Call or Put Option*

12/02/2019

Call: 7.479, Put: 4.986

Physically Settled Call or Put Option*

19/02/2019

Call: 7.479, Put: 4.986

Physically Settled Call or Put Option*

26/02/2019

Call: 7.479, Put: 4.986

Physically Settled Call or Put Option*

05/03/2019

Call: 7.479, Put: 4.986

Physically Settled Call or Put Option*

12/03/2019

Call: 7.479, Put: 4.986

Physically Settled Call or Put Option*

19/03/2019

Call: 7.479, Put: 4.986

Physical Settled Put Option

15/06/2018

5.400

Right of Recall

n/a

n/a



SUBTOTAL 8. B 1

29,237,379

3.69%

 

 

* Please note that either a call or a put option (but not both) can be exercised upon maturity, depending on the share price of Hammerson Plc.


B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights




SUBTOTAL 8.B.2

5,916,557

0.75%

 



           

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

X

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association

J.P. Morgan International Finance Limited

J.P. Morgan Capital Holdings Limited

J.P. Morgan Securities plc


4.43%

5.74%

J.P. Morgan EU Capital Holdings Limited




J.P. Morgan EU Holdings Limited




J.P. Morgan Equities South Africa Proprietary Limited





10. In case of proxy voting, please identify:

Name of the proxy holder

N/A

The number and % of voting rights held

N/A

The date until which the voting rights will be held

N/A


11. Additional informationxvi

 

Table 8A) Includes stock borrows of 25,709,471 (3.24%)

 

Chain of controlled undertakings:

 

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

J.P. Morgan International Finance Limited (100%)

J.P. Morgan Capital Holdings Limited (100%)

J.P. Morgan Securities plc (100%)

 

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

J.P. Morgan International Finance Limited (100%)

J.P. Morgan EU Capital Holdings Limited (100%)

J.P. Morgan EU Holdings Limited (100%)

J.P. Morgan Equities South Africa Proprietary Limited (100%)

 

 

Place of completion

London, United Kingdom

Date of completion

12 December 2017

 

 

For further information contact:

 

Verity Pickard

Assistant Company Secretary

Tel: +44 (0)20 7887 1000

 

The announcement above has been released on the SENS system of the Johannesburg Stock Exchange.

 

 

 

 

 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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