Holding(s) in Company

RNS Number : 2100Z

Hammerson PLC

13 December 2017

 

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:			Hammerson Plc
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights						X
An acquisition or disposal of financial instruments						X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name			JPMorgan Chase & Co.
City and country of registered office (if applicable)			Delaware, USA
4. Full name of shareholder(s) (if different from 3.)v
Name			J.P. Morgan Securities plc J.P. Morgan Equities South Africa Proprietary Ltd
City and country of registered office (if applicable)			London, United Kingdom
5. Date on which the threshold was crossed or reachedvi:			06 December 2017
6. Date on which issuer notified (DD/MM/YYYY):			12 December 2017
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached	1.31 %	4.43%		5.74%	793226418
Position of previous notification (if applicable)	N/A	N/A		N/A

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)	Number of voting rightsix				% of voting rights
	Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)		Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)	Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB0004065016			10,401,809			1.31%
SUBTOTAL 8. A	10,401,809				1.31%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument	Expiration datex	Exercise/ Conversion Periodxi		Number of voting rights that may be acquired if the instrument is exercised/converted.		% of voting rights
Physically Settled Call or Put Option*	15/06/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	22/06/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	29/06/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	06/07/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	13/07/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	20/07/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	27/07/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	03/08/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	10/08/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	17/08/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	24/08/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	31/08/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	07/09/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	14/09/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	21/09/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	28/09/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	05/10/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	12/10/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	19/10/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	26/10/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	02/11/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	09/11/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	16/11/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	23/11/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	30/11/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	07/12/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	14/12/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	21/12/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	28/12/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	04/01/2021	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	11/01/2021	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	18/01/2021	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	25/01/2021	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	01/02/2021	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	08/02/2021	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	15/01/2019	Call: 7.479, Put: 4.986		739,705		0.09%
Physically Settled Call or Put Option*	22/01/2019	Call: 7.479, Put: 4.986		739,705		0.09%
Physically Settled Call or Put Option*	29/01/2019	Call: 7.479, Put: 4.986		739,705		0.09%
Physically Settled Call or Put Option*	05/02/2019	Call: 7.479, Put: 4.986		739,705		0.09%
Physically Settled Call or Put Option*	12/02/2019	Call: 7.479, Put: 4.986		739,705		0.09%
Physically Settled Call or Put Option*	19/02/2019	Call: 7.479, Put: 4.986		739,705		0.09%
Physically Settled Call or Put Option*	26/02/2019	Call: 7.479, Put: 4.986		739,705		0.09%
Physically Settled Call or Put Option*	05/03/2019	Call: 7.479, Put: 4.986		739,705		0.09%
Physically Settled Call or Put Option*	12/03/2019	Call: 7.479, Put: 4.986		739,705		0.09%
Physically Settled Call or Put Option*	19/03/2019	Call: 7.479, Put: 4.986		739,705		0.09%
Physical Settled Put Option	15/06/2018	5.400		124,000		0.02%
Right of Recall	n/a	n/a		716,329		0.09%
		SUBTOTAL 8. B 1		29,237,379		3.69%

* Please note that either a call or a put option (but not both) can be exercised upon maturity, depending on the share price of Hammerson Plc.

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration datex	Exercise/ Conversion Period xi	Physical or cash settlementxii	Number of voting rights	% of voting rights
Cash-settled Equity Swap	03/08/2018	03/08/2018	Cash	27,893	0.00%
Cash-settled Equity Swap	23/10/2018	23/10/2018	Cash	733,797	0.09%
Cash-settled Equity Swap	15/11/2018	15/11/2018	Cash	201,271	0.03%
Cash-settled Equity Swap	20/11/2018	20/11/2018	Cash	138,233	0.02%
Cash-settled Equity Swap	27/11/2018	27/11/2018	Cash	2,694,492	0.34%
Cash-settled Equity Swap	03/12/2018	03/12/2018	Cash	17,194	0.00%
Cash-settled Equity Swap	04/12/2018	04/12/2018	Cash	718,728	0.09%
Cash-settled Equity Swap	10/12/2018	10/12/2018	Cash	53,190	0.01%
Cash-settled Equity Swap	19/12/2018	19/12/2018	Cash	408,766	0.05%
Cash-settled Equity Swap	03/01/2019	03/01/2019	Cash	208,426	0.03%
Cash-settled Equity Swap	08/01/2019	08/01/2019	Cash	68,316	0.01%
Cash-settled Equity Swap	09/01/2019	09/01/2019	Cash	624,588	0.08%
Cash-settled Equity Swap	05/06/2019	05/06/2019	Cash	21,663	0.00%
			SUBTOTAL 8.B.2	5,916,557	0.75%

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)				X
Namexv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association
J.P. Morgan International Finance Limited
J.P. Morgan Capital Holdings Limited
J.P. Morgan Securities plc		4.43%	5.74%
J.P. Morgan EU Capital Holdings Limited
J.P. Morgan EU Holdings Limited
J.P. Morgan Equities South Africa Proprietary Limited
10. In case of proxy voting, please identify:
Name of the proxy holder		N/A
The number and % of voting rights held		N/A
The date until which the voting rights will be held		N/A
11. Additional informationxvi
Table 8A) Includes stock borrows of 25,709,471 (3.24%) Chain of controlled undertakings: JPMorgan Chase & Co. JPMorgan Chase Bank, National Association (100%) J.P. Morgan International Finance Limited (100%) J.P. Morgan Capital Holdings Limited (100%) J.P. Morgan Securities plc (100%) JPMorgan Chase & Co. JPMorgan Chase Bank, National Association (100%) J.P. Morgan International Finance Limited (100%) J.P. Morgan EU Capital Holdings Limited (100%) J.P. Morgan EU Holdings Limited (100%) J.P. Morgan Equities South Africa Proprietary Limited (100%)

Place of completion	London, United Kingdom
Date of completion	12 December 2017

For further information contact:

Verity Pickard

Assistant Company Secretary

Tel: [phone]

The announcement above has been released on the SENS system of the Johannesburg Stock Exchange.

 

END

 

 

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