Holding(s) in Company

RNS Number : 7303O

Hammerson PLC

31 January 2019

 

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:			Hammerson Plc
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments						X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name			JPMorgan Chase & Co.
City and country of registered office (if applicable)			Wilmington, Delaware, USA
4. Full name of shareholder(s) (if different from 3.)v
Name			J.P. Morgan Securities plc J.P. Morgan Securities LLC JPMorgan Chase Bank, National Association
City and country of registered office (if applicable)			London, United Kingdom
5. Date on which the threshold was crossed or reachedvi:			29 January 2019
6. Date on which issuer notified (DD/MM/YYYY):			31 January 2019
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached	0.37%	4.94%		5.31 %	766,352,172
Position of previous notification (if applicable)	0.18%	5.16%		5.34%

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)	Number of voting rightsix				% of voting rights
	Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)		Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)	Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB0004065016			2,810,276			0.37%
SUBTOTAL 8. A	2,810,276				0.37%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument	Expiration datex	Exercise/ Conversion Periodxi		Number of voting rights that may be acquired if the instrument is exercised/converted.		% of voting rights
Physically Settled Call or Put Option*	05/02/2019	Call: 7.864, Put: 5.243		739,705		0.10%
Physically Settled Call or Put Option*	12/02/2019	Call: 7.864, Put: 5.243		739,705		0.10%
Physically Settled Call or Put Option*	19/02/2019	Call: 7.864, Put: 5.243		739,705		0.10%
Physically Settled Call or Put Option*	26/02/2019	Call: 7.864, Put: 5.243		739,705		0.10%
Physically Settled Call or Put Option*	05/03/2019	Call: 7.864, Put: 5.243		739,705		0.10%
Physically Settled Call or Put Option*	12/03/2019	Call: 7.864, Put: 5.243		739,705		0.10%
Physically Settled Call or Put Option*	19/03/2019	Call: 7.864, Put: 5.243		739,705		0.10%
Physically Settled Call or Put Option*	15/06/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	22/06/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	29/06/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	06/07/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	13/07/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	20/07/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	27/07/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	03/08/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	10/08/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	17/08/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	24/08/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	28/08/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	07/09/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	14/09/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	21/09/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	28/09/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	05/10/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	12/10/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	19/10/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	26/10/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	02/11/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	09/11/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	16/11/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	23/11/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	30/11/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	07/12/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	14/12/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	21/12/2020	Call: 7.864, Put: 5.243		600,000		0.08%
Physically Settled Call or Put Option*	29/12/2020	Call: 7.479, Put: 4.986		600,000		0.08%
Physically Settled Call or Put Option*	04/01/2021	Call: 7.479, Put: 4.986		600,000		0.08%
Physically Settled Call or Put Option*	11/01/2021	Call: 7.479, Put: 4.986		600,000		0.08%
Physically Settled Call or Put Option*	18/01/2021	Call: 7.479, Put: 4.986		600,000		0.08%
Physically Settled Call or Put Option*	25/01/2021	Call: 7.479, Put: 4.986		600,000		0.08%
Physically Settled Call or Put Option*	01/02/2021	Call: 7.479, Put: 4.986		600,000		0.08%
Physically Settled Call or Put Option*	08/02/2021	Call: 7.479, Put: 4.986		600,000		0.08%
Right of Recall	n/a	n/a		5,000		0.00%
		SUBTOTAL 8. B 1		26,182,935		3.42%

* Please note that either a call or a put option (but not both) can be exercised upon maturity, depending on the share price of Hammerson Plc.

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration datex	Exercise/ Conversion Period xi	Physical or cash settlementxii	Number of voting rights	% of voting rights
Cash-settled Equity Swap	25/02/2019	25/02/2019	Cash	3,977,750	0.52%
Cash-settled Equity Swap	08/03/2019	08/03/2019	Cash	2,250,000	0.29%
Cash-settled Equity Swap	12/04/2019	12/04/2019	Cash	267,929	0.03%
Cash-settled Equity Swap	18/04/2019	18/04/2019	Cash	63,489	0.01%
Cash-settled Equity Swap	24/04/2019	24/04/2019	Cash	1,250,000	0.16%
Cash-settled Equity Swap	05/06/2019	05/06/2019	Cash	21,663	0.00%
Cash-settled Equity Swap	12/06/2019	12/06/2019	Cash	32,474	0.00%
Cash-settled Equity Swap	17/07/2019	17/07/2019	Cash	6,232	0.00%
Cash-settled Equity Swap	19/07/2019	19/07/2019	Cash	463	0.00%
Cash-settled Equity Swap	22/08/2019	22/08/2019	Cash	3,000	0.00%
Cash-settled Equity Swap	23/09/2019	23/09/2019	Cash	10,755	0.00%
Cash-settled Equity Swap	02/10/2019	02/10/2019	Cash	1,326	0.00%
Cash-settled Equity Swap	13/12/2019	13/12/2019	Cash	143,989	0.02%
Cash-settled Equity Swap	30/12/2019	30/12/2019	Cash	5,568	0.00%
Cash-settled Equity Swap	06/01/2020	06/01/2020	Cash	9,698	0.00%
Cash-settled Equity Swap	15/01/2020	15/01/2020	Cash	2,145,395	0.28%
Cash-settled Equity Swap	13/02/2020	13/02/2020	Cash	25,372	0.00%
Cash-settled Equity Swap	17/02/2020	17/02/2020	Cash	840,739	0.11%
Cash-settled Equity Swap	18/02/2020	18/02/2020	Cash	2,042	0.00%
Cash-settled Equity Swap	26/02/2020	26/02/2020	Cash	13,899	0.00%
Cash-settled Equity Swap	03/03/2020	03/03/2020	Cash	4,460	0.00%
Cash-settled Equity Swap	01/05/2020	01/05/2020	Cash	15,093	0.00%
Cash-settled Equity Swap	26/05/2020	26/05/2020	Cash	22,216	0.00%
Cash-settled Equity Swap	08/02/2023	08/02/2023	Cash	575,374	0.08%
Cash-settled Equity Swap	21/12/2023	21/12/2023	Cash	131	0.00%
			SUBTOTAL 8.B.2	11,689,057	1.53%

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)				X
Namexv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association
J.P. Morgan International Finance Limited
J.P. Morgan Capital Holdings Limited
J.P. Morgan Securities plc		4.94%	5.30%
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association
JPMorgan Chase & Co.
JPMorgan Chase Holdings LLC
J.P. Morgan Broker-Dealer Holdings Inc.
J.P. Morgan Securities LLC
10. In case of proxy voting, please identify:
Name of the proxy holder		N/A
The number and % of voting rights held		N/A
The date until which the voting rights will be held		N/A
11. Additional informationxvi
Table 8A) Includes stock borrows of 21,586,172 (2.82%) Chain of controlled undertakings: JPMorgan Chase & Co. JPMorgan Chase Bank, National Association (100%) J.P. Morgan International Finance Limited (100%) J.P. Morgan Capital Holdings Limited (100%) J.P. Morgan Securities plc (100%) JPMorgan Chase & Co. JPMorgan Chase Bank, National Association (100%) JPMorgan Chase & Co. (100%) JPMorgan Chase Holdings LLC (100%) J.P. Morgan Broker-Dealer Holdings Inc. (100%) J.P. Morgan Securities LLC (100%)

Place of completion	London, United Kingdom
Date of completion	31 January 2019

For further information contact:

Verity Pickard

Assistant Company Secretary

Tel: [phone]

The announcement above has also been released on the SENS system of the Johannesburg Stock Exchange.

 

END

 

 

HOLLLFLELFILVIA