Holding(s) in Company

Harbour Energy PLC

24 April 2023

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BMBVGQ36

Issuer Name

HARBOUR ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Name	City of registered office	Country of registered office
Merrill Lynch International	London	United Kingdom

5. Date on which the threshold was crossed or reached

20-Apr-2023

6. Date on which Issuer notified

21-Apr-2023

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	3.024124	7.989975	11.014099	91716425
Position of previous notification (if applicable)	2.319095	9.346335	11.665430

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BMBVGQ36		25182432		3.024124
Sub Total 8.A	25182432		3.024124%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Right to Recall	N/A	N/A	378439	0.045446
Sub Total 8.B1			378439	0.045446%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swaps	31/07/2024	N/A	Cash	18461297	2.216992
Swaps	06/05/2025	N/A	Cash	1694	0.000203
Swaps	01/03/2024	N/A	Cash	149528	0.017957
Swaps	04/09/2023	N/A	Cash	7831204	0.940439
Swaps	03/05/2023	N/A	Cash	6074796	0.729514
Swaps	04/01/2024	N/A	Cash	3157328	0.379159
Swaps	28/04/2023	N/A	Cash	2226473	0.267374
Swaps	02/07/2024	N/A	Cash	742	0.000089
Swaps	07/11/2025	N/A	Cash	231708	0.027825
Swaps	06/03/2026	N/A	Cash	324414	0.038958
Swaps	25/04/2025	N/A	Cash	62307	0.007482
Swaps	29/04/2024	N/A	Cash	116353	0.013973
Swaps	25/02/2025	N/A	Cash	4783	0.000574
Swaps	29/06/2023	N/A	Cash	6256	0.000751
Swaps	10/07/2023	N/A	Cash	40962	0.004919
Swaps	31/10/2023	N/A	Cash	565407	0.067899
Swaps	31/01/2024	N/A	Cash	45001	0.005404
Swaps	18/03/2026	N/A	Cash	38351	0.004606
Swaps	18/01/2028	N/A	Cash	16833	0.002021
Swaps	18/11/2024	N/A	Cash	232299	0.027896
Swaps	30/08/2024	N/A	Cash	298743	0.035876
Swaps	15/02/2024	N/A	Cash	83063	0.009975
Swaps	17/04/2028	N/A	Cash	2257	0.000271
Swaps	15/02/2028	N/A	Cash	117277	0.014084
Swaps	19/07/2023	N/A	Cash	12740158	1.529948
Swaps	18/04/2024	N/A	Cash	13200000	1.585170
Swaps	13/06/2023	N/A	Cash	126320	0.015170
Sub Total 8.B2				66155554	7.944529%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Bank of America Corporation	Bank of America, National Association		4.817165	4.817165%
Bank of America Corporation	BofA Securities, Inc
Bank of America Corporation	BofA Securities Europe, SA
Bank of America Corporation	Merrill Lynch International	3.014558	3.156606	6.171163%

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

12. Date of Completion

21-Apr-2023

13. Place Of Completion

United Kingdom

 

END