Holding(s) in Company

RNS Number : 4645K

Harbour Energy PLC

21 December 2022

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BMBVGQ36

Issuer Name

HARBOUR ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Name	City of registered office	Country of registered office
Merrill Lynch International	London	United Kingdom

5. Date on which the threshold was crossed or reached

16-Dec-2022

6. Date on which Issuer notified

20-Dec-2022

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	3.546367	9.669944	13.216311	113210375
Position of previous notification (if applicable)	3.308812	9.674199	12.983011

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BMBVGQ36		30346340		3.542666
US4116182001		31700		0.003701
Sub Total 8.A	30378040		3.546367%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Right to Recall	N/A	N/A	266343	0.031093
Physical Swaps	05/01/2023	N/A	1415954	0.165300
Sub Total 8.B1			1682297	0.196393%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swaps	10/07/2023	N/A	Cash	11517	0.001345
Swaps	31/03/2023	N/A	Cash	8413404	0.982190
Swaps	07/02/2023	N/A	Cash	2293266	0.267718
Swaps	29/06/2023	N/A	Cash	2112	0.000247
Swaps	16/01/2023	N/A	Cash	4293424	0.501220
Swaps	26/01/2023	N/A	Cash	13284000	1.550790
Swaps	15/02/2023	N/A	Cash	8185306	0.955561
Swaps	28/02/2023	N/A	Cash	145767	0.017017
Swaps	31/10/2023	N/A	Cash	209648	0.024475
Swaps	08/08/2023	N/A	Cash	351878	0.041079
Swaps	25/09/2023	N/A	Cash	2232844	0.260665
Swaps	31/07/2024	N/A	Cash	20598424	2.404683
Swaps	20/02/2023	N/A	Cash	2790000	0.325708
Swaps	20/01/2023	N/A	Cash	6610830	0.771756
Swaps	03/05/2023	N/A	Cash	3514252	0.410258
Swaps	08/09/2025	N/A	Cash	145328	0.016966
Swaps	11/04/2023	N/A	Cash	3092393	0.361010
Swaps	18/03/2026	N/A	Cash	64170	0.007491
Swaps	18/11/2024	N/A	Cash	11099	0.001296
Swaps	02/08/2023	N/A	Cash	684090	0.079861
Swaps	07/11/2025	N/A	Cash	394564	0.046062
Swaps	00/01/1900	N/A	Cash	3270000	0.381744
Swaps	28/04/2023	N/A	Cash	551722	0.064409
Sub Total 8.B2				81150038	9.473551%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Bank of America Corporation	Bank of America, National Association		5.798857	5.798857%
Bank of America Corporation	BofA Securities, Inc
Bank of America Corporation	Merrill Lynch International	3.432547	3.610258	7.042805%
Bank of America Corporation	BOFA Securities Europe SA

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

12. Date of Completion

20-Dec-2022

13. Place Of Completion

United Kingdom

 

END

 

 

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