Holding(s) in Company

RNS Number : 5572L

Harbour Energy PLC

03 January 2023

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BMBVGQ36

Issuer Name

HARBOUR ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments; An event changing the breakdown of voting rights

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Name	City of registered office	Country of registered office
Merrill Lynch International	London	United Kingdom

5. Date on which the threshold was crossed or reached

02-Jan-2023

6. Date on which Issuer notified

03-Jan-2023

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	3.477334	9.592007	13.069341	110719376
Position of previous notification (if applicable)	3.485337	9.501718	12.987055

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BMBVGQ36		29458891		3.477334
Sub Total 8.A	29458891		3.477334%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Right to Recall	N/A	N/A	109214	0.012892
Sub Total 8.B1			109214	0.012892%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swaps	31/01/2023	N/A	Cash	5310	0.000627
Swaps	10/07/2023	N/A	Cash	20053	0.002367
Swaps	31/03/2023	N/A	Cash	8413404	0.993120
Swaps	07/02/2023	N/A	Cash	2293266	0.270698
Swaps	29/06/2023	N/A	Cash	4757	0.000562
Swaps	16/01/2023	N/A	Cash	4293424	0.506796
Swaps	26/01/2023	N/A	Cash	13284000	1.568046
Swaps	15/02/2023	N/A	Cash	8222331	0.970564
Swaps	28/02/2023	N/A	Cash	202310	0.023881
Swaps	31/10/2023	N/A	Cash	209648	0.024747
Swaps	08/08/2023	N/A	Cash	59871	0.007067
Swaps	25/09/2023	N/A	Cash	2351901	0.277619
Swaps	31/07/2024	N/A	Cash	20134269	2.376654
Swaps	10/01/2023	N/A	Cash	3270000	0.385992
Swaps	20/02/2023	N/A	Cash	2790000	0.329332
Swaps	20/01/2023	N/A	Cash	6610830	0.780344
Swaps	03/05/2023	N/A	Cash	3514252	0.414824
Swaps	08/09/2025	N/A	Cash	145328	0.017155
Swaps	11/04/2023	N/A	Cash	3092393	0.365027
Swaps	18/03/2026	N/A	Cash	238843	0.028193
Swaps	18/11/2024	N/A	Cash	6556	0.000774
Swaps	02/08/2023	N/A	Cash	684090	0.080750
Swaps	07/11/2025	N/A	Cash	485782	0.057342
Swaps	28/04/2023	N/A	Cash	818653	0.096634
Sub Total 8.B2				81151271	9.579115%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Bank of America Corporation	Bank of America, National Association		5.725028	5.725028%
Bank of America Corporation	BofA Securities, Inc
Bank of America Corporation	Merrill Lynch International	3.462482	3.589205	7.051687%
Bank of America Corporation	BOFA Securities Europe SA

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

12. Date of Completion

03-Jan-2023

13. Place Of Completion

United Kingdom

 

END

 

 

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