Holding(s) in Company

Harbour Energy PLC

06 June 2023

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BMBVGQ36

Issuer Name

HARBOUR ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above

City of registered office (if applicable)

Country of registered office (if applicable)

5. Date on which the threshold was crossed or reached

05-Jun-2023

6. Date on which Issuer notified

06-Jun-2023

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	2.962858	7.922486	10.885344	88520590
Position of previous notification (if applicable)	2.911906	8.006963	10.918869

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BMBVGQ36		24094231		2.962858
Sub Total 8.A	24094231		2.962858%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Right to Recall	N/A	N/A	864670	0.106328
Sub Total 8.B1			864670	0.106328%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swaps	31/07/2024	N/A	Cash	17382320	2.137497
Swaps	01/03/2024	N/A	Cash	67861	0.008345
Swaps	04/09/2023	N/A	Cash	7831204	0.963000
Swaps	06/03/2026	N/A	Cash	169891	0.020891
Swaps	25/04/2025	N/A	Cash	91973	0.011310
Swaps	29/04/2024	N/A	Cash	116353	0.014308
Swaps	25/02/2025	N/A	Cash	1146819	0.141024
Swaps	31/10/2023	N/A	Cash	591130	0.072691
Swaps	18/11/2024	N/A	Cash	1623	0.000200
Swaps	30/08/2024	N/A	Cash	135585	0.016673
Swaps	15/02/2024	N/A	Cash	211269	0.025980
Swaps	17/04/2028	N/A	Cash	2257	0.000278
Swaps	15/02/2028	N/A	Cash	63689	0.007832
Swaps	19/07/2023	N/A	Cash	11202718	1.377594
Swaps	18/04/2024	N/A	Cash	13200000	1.623199
Swaps	22/04/2024	N/A	Cash	13683	0.001683
Swaps	30/04/2024	N/A	Cash	11411	0.001403
Swaps	26/05/2026	N/A	Cash	4863242	0.598031
Swaps	03/05/2024	N/A	Cash	3892308	0.478636
Swaps	23/10/2024	N/A	Cash	2000000	0.245939
Swaps	02/07/2024	N/A	Cash	1965	0.000242
Swaps	07/11/2025	N/A	Cash	109374	0.013450
Swaps	31/01/2024	N/A	Cash	34386	0.004228
Swaps	29/11/2024	N/A	Cash	326709	0.040175
Swaps	12/12/2024	N/A	Cash	93919	0.011549
Sub Total 8.B2				63561689	7.816158%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Bank of America Corporation	Bank of America, National Association		4.912011	4.912011%
Bank of America Corporation	BofA Securities, Inc
Bank of America Corporation	BofA Securities Europe, SA
Bank of America Corporation	Merrill Lynch International			5.942726%

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

12. Date of Completion

06-Jun-2023

13. Place Of Completion

United Kingdom

 

END