Holding(s) in Company

Harbour Energy PLC

10 July 2023

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BMBVGQ36

Issuer Name

HARBOUR ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights; An event changing the breakdown of voting rights

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above

City of registered office (if applicable)

Country of registered office (if applicable)

5. Date on which the threshold was crossed or reached

07-Jul-2023

6. Date on which Issuer notified

10-Jul-2023

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	2.814091	8.298919	11.113010	89152361
Position of previous notification (if applicable)	2.752761	8.029038	10.781799

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BMBVGQ36		22575599		2.814091
Sub Total 8.A	22575599		2.814091%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Right to Recall	N/A	N/A	752557	0.093808
Sub Total 8.B1			752557	0.093808%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swaps	31/07/2024	N/A	Cash	18216855	2.270766
Swaps	01/03/2024	N/A	Cash	38292	0.004773
Swaps	04/09/2023	N/A	Cash	7831204	0.976174
Swaps	25/04/2025	N/A	Cash	91488	0.011404
Swaps	29/04/2024	N/A	Cash	154097	0.019208
Swaps	25/02/2025	N/A	Cash	1138184	0.141877
Swaps	31/10/2023	N/A	Cash	607858	0.075771
Swaps	30/08/2024	N/A	Cash	131668	0.016413
Swaps	15/02/2024	N/A	Cash	5852	0.000729
Swaps	17/04/2028	N/A	Cash	2257	0.000281
Swaps	15/02/2028	N/A	Cash	56411	0.007032
Swaps	19/07/2023	N/A	Cash	11202718	1.396440
Swaps	18/04/2024	N/A	Cash	13200000	1.645405
Swaps	26/05/2026	N/A	Cash	3415650	0.425767
Swaps	23/10/2024	N/A	Cash	631226	0.078684
Swaps	02/07/2024	N/A	Cash	1804	0.000225
Swaps	07/11/2025	N/A	Cash	861705	0.107413
Swaps	29/11/2024	N/A	Cash	316181	0.039413
Swaps	08/07/2024	N/A	Cash	816207	0.101742
Swaps	04/01/2024	N/A	Cash	5995740	0.747380
Swaps	06/05/2025	N/A	Cash	19681	0.002453
Swaps	18/11/2024	N/A	Cash	286070	0.035659
Swaps	13/06/2024	N/A	Cash	187235	0.023339
Swaps	06/03/2026	N/A	Cash	602835	0.075145
Swaps	30/04/2024	N/A	Cash	10986	0.001369
Swaps	07/08/2024	N/A	Cash	2000	0.000249
Swaps	07/01/2025	N/A	Cash	1	0.000000
Sub Total 8.B2				65824205	8.205111%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Bank of America Corporation	Bank of America, National Association		4.949806	4.949806%
Bank of America Corporation	BofA Securities, Inc
Bank of America Corporation	BofA Securities Europe, SA
Bank of America Corporation	Merrill Lynch International		3.333401	6.146655%

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

12. Date of Completion

10-Jul-2023

13. Place Of Completion

United Kingdom

 

END